Dealers

Municipal Securities Dealers

The MSRB provides registration and compliance resources for municipal securities dealers.

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Dealer Assessments and Fees

Read about assessments, fees and billing information. Click here to view MSRB bill payment options.

Agent Submissions

An agent is an organization designated by another organization to submit documents to the MSRB on its behalf.

MSRB Rules

Access MSRB rules for municipal securities brokers, dealers and municipal securities dealers.

Professional Qualification

Read about MSRB standards of professional qualifications and requirements.

Dealer Forms

The MSRB maintains a number of forms that must be used by dealers in conjunction with their compliance activities associated with MSRB rules.

Dealer Identifiers

The MSRB's executing broker symbol (EBS) list identifies MSRB registrants that effect municipal securities transactions.

MSRB Registration

RegisterBrokers, dealers, municipal securities dealers and municipal advisors must register with the MSRB. Read more about MSRB Registration.

Submission Information