MSRB 1983 Reports

Volume 3, Number 1 (January 1983)

Page 3  MSRB Financial Statements
Page 7  G-12: Comments Requested on Proposed Amendments Regarding Delivery Of Registered Securities
Page 15  G-25: Comments Requested on Proposed Amendments to Prohibitions Of Guaranteed Loss
Page 21  G-12: Amendments Filed Regarding Denominations of Registered Securities
Page 17  G-12: Amendments Filed Concerning Close-Out Procedures
Page 25  G-32: Frequently Asked Questions Concerning Disclosures in Connection With New Issues


Volume 3, Number 2 (April 1983)

Page 3  Delivery/Receipt Versus Payment Transactions Comments Requested
Page 7  G-12: Comments Requested Concerning Draft Amendment Requiring the Use of Automated Comparison, Clearance and Settlement Systems
Page 9  G-15: Comments requested on Proposed Amendment to Customer Confirmations
Page 11  G-11: Amendments Filed Which Provide Exemptions for Qualified Note Syndicates
Page 13  G-15: Amendment Filed Requiring CUSIP Numbers on Customer Confirmations
Page 15  Sales Activities in Banks’ Branches Letters of Interpretation
Page 17  G-8: Record keeping Requirements for “Introducing Brokers”
Page 18  G -12and G-15: Confirmation of Requirements for Bank Letter of Credit
Page 18  G-32: Disclosures in Connection with Negotiated Underwriting
Page 19  G-33: Disclosure of Day-Count  Method Used in Calculation of Particular Note Transactions
Page 21  G-21: Frequently Asked Questions Concerning Advertising


Volume 3, Number 3 (May 1983)

Page 3  Registration of Municipal Securities – Joint Recommendation of MSRB, MFOA and Transfer Efficiency and Selection of Record Date
Page 5  G-12: Amendment Withdrawn Regarding Denominations of Registered Securities
Page 7  G-12:  Proposed Amendments Filed regarding Deliveries of Registered Securities
Page 11  G-34: New Rule on CUSIP Numbers Approved
Page 15  G-12: Comments Requested on Draft Amendment Regarding Acceptance of partial Deliveries
Page 17  G-34: Comments Requested on CUSIP Number Eligibility Standards Letters of Interpretation
Page 19  Extraordinary Mandatory redemption Features
Page 21  G-12 and G-15: Put Option Bonds
Page 25  G-12:  Amendment Approved Concerning Confirmations with CUSIP Number Discrepancies
Page 27  G-12:  Amendments Approved Concerning Note Denominations
Page 29  G-15: Approved Requiring CUSIP Numbers on Customer Confirmations


Volume 3, Number 4 (July 1983)

Page 3  Registration of Municipal Securities – Review of Rules G-8, G-12, G-15, G-24
Page 7  G-12: Amendments Approved on Close-Out Procedures
Page 11  G-11: Amendments Approved which Provide Exemptions for Qualified note Syndicates
Page 13  Amendment Filed on Yield Disclosure
Page 15  G-12 and G-15: Amendments filed requiring that Confirmations Disclose Interest Payment Basis if Other than Semi-Annual
Page 17  G-1, G-3, and G-23: Application of Board Rules to Private Placements and Financial Advisory Services Rendered to Corporate Obligors on Industrial Development Bonds


Volume 3, Number 5 (September 1983)  

Page 3  Five Board Members Elected to Three-Year Terms
Page 3  Staff Appointments
Page 3  SECO Dealers Required to Join NASD
Page 5  G-12: Proposed Amendment Filed Regarding Interest Payment Checks
Page 7  G-12: Amendments Approved Regarding Deliveries of Registered Securities
Page 9  G-12 :Comments Requested on Proposed Amendment Concerning Delivery Standards for  Book Entry  Securities
Page 11  G-12 and G-15: Proposed Amendments Filed Concerning Confirmations Of  Transactions in Book-Entry Securities
Page 13  G-12 and G-15: Amendments Approved Requiring that Confirmations Disclose Interest Payment Basis if other than Semi-Annual
Page 15  G-12 and G-15: Proposed Amendments Filed Concerning Transactions In Zero Coupon, Compound Interest and Multiplier Securities
Page 19  G-15 Comments Requested on Draft Amendment Concerning Confirmations of Transactions in Zero Coupon, Compound Interest Multiplier Securities
Page 21  G-15: Comments Requested on Standards for Deliveries to Customers
Page 25  G-15 Proposed Amendment Filed Concerning Address and Telephone Number Information on Confirmations
Page 27  G-15: Amendments Approved on Yield Disclosure
Page 29  G-25: Proposed Amendment Filed Concerning Guarantees Against Loss
Page 31  Letter of Interpretation – When issued Confirmations on “All or None” Underwriting


Volume 3, Number 6 (November 1983) 

Page 5  G-12 and G-15: Amendments Approved on Confirmations of Transactions in Book-Entry Securities
Page 7  G-12: Amendments Approved on Interest Payment Checks
Page 9  G-12: Comments Requested on Reclamation of Deliveries
Page 13  G-12: Amendments Filed on CUSIP Number Discrepancies
Page 15  G-12:  Notice of Withdrawl of Draft Amendment on Partial Deliveries
Page 17  G-12 and G-15: Amendments Approved on Transactions in Zero Coupon, Compound Interest and Multiplier Securities
Page 19  G-12 and G-15: Amendments Filed on Use of an Automated Clearance services
Page 27  G-15: Amendment Approved on Address and Telephone Number Information Confirmations
Page 29  G-17: Notice of Interpretation on Prompt Dealer Deliveries to Customers
Page 31  G-25: Amendment Approved on Guarantees Against Loss Letters of Interpretation
Page 33  Separately Identifiable Department:  Inclusion of IDB- Related Activities
Page 33  G-1 and G-9: Microfilming of Records
Page 34  G-12: Money Settlement Procedures in Close-Out Executions


Volume, Number 7 (December 1983)

Page 3  G-12 and G-15: Automated Clearance Systems Amendment Approved
Page 3  G-12:  Notice of Approval on use of Automated Clearance Systems
Page 13  PSA Board Correspondence of Implementation of Rule Change Letters of Interpretation
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