MSRB 1987 Reports

Volume 7, Number 1 (January 1987)

Page 7  G-10: Delivery of Investor Brochure
Page 11  SEC Release on Voluntary Minimum Standards for Processing Calls of Securities
Page 17  Notice on Structuring New Issues
Page 19  G-12, G-15: Confirmation Disclosure of Securities Subject to Alternative Minimum Tax Amendments Filed
Page 19  G-17: Interpretation Confirmation Disclosure of Securities Subject to Alternative Minimum Tax
Page 21  G-12 & G-15: Confirmation Disclosure of Securities Eligible for Bank Deductibility, Comments Requested
Page 23  G-8: Record keeping Requirements for Suitability Information Amendment Filed
Page 25  G-12: Interest Payment claim Processing for Book-Entry Deliveries Amendment Filed
Page 27  G-12: Open Inter-Dealer Transactions Summary of Comments
Page 29  G-26: Customer Account Transfers Amendments Approved


Volume 7, Number 2 (March 1987)

Page 3  Providing Information of New Issue Securities
Page 5  G-11 & G-17: Syndicate Expenses that Appear Excessive
Page 7  G-32: Summary & Q & A’s The Board seeks better compliance with the new issue disclosure requirements of rule G-32
Page 15  G-34: Comments Requested: CUSIP Numbers for Secondary Market Securities
Page 17  Underwriting Period for Sole Underwriters Comments Requested
Page 19  Letter to PSA on Issuers Calling Escrowed-to-Maturity Bonds
Page 21  G-12: Confirmation Disclosure of Securities Subject to the Alternative Minimum Tax Amendments Approved, Interpretation G-17
Page 23  G-8: Record keeping Requirements for Suitability Information Amendment Approved
Page 25  G-12: Interest Payment Claim Procedure for Book-Entry Deliveries Amendment Approved G-12
Page 27  G-17: Interpretation Failure to Submit to Arbitration
Page 29  Letters of Interpretation: G-3 Qualifications Status G-3 Definition of a Municipal Securities Principal
Page 31  New Edition of Representative Exam Study Outline


Volume 7, Number 3 (June 1987)

Page 3  G-15: Delivery of Official Statements in Secondary Market Transactions Comments Requested
Page 7  G-12 & G-15: Book Entry Delivery of Same-Day Funds Securities Amendments Filed
Page 9  G-12 & G-15: Delivery of Securities Issuable in Bearer and Registered Form Comments Requested
Page 11  SEC Release on Zero-Coupon Securities
Page 15  G-12 & G-15: confirmation Disclosure of Securities Eligible for Bank Deductibility Amendments withdrawn
Page 17  Delivery of Investor Brochure
Page 19  A-13: Decrease in Underwriting Assessment Fee


Volume 7, Number 4 (September 1987)

Page 3  G-17, G-12, G-15: Escrowed-To-Maturity Securities, Interpretations
Page 5  G-10 Delivery of Investor Brochure: Amendment Approved
Page 7  G-34: CUSIP Numbers for Secondary market Securities, Amendment filed
Page 11  G-12 & G-24: Book-Entry Delivery of same day fund securities, amendment approved
Page 13  A-16: Arbitration Fees Amendment Approved
Page 15  G-8, G-12, G-15 & G-19: Miscellaneous Technical, Amendments Filed


Volume 7, Number 5 (November 1987)

Page 3  G-12 and G-15: Delivery of Interchangeable Securities, Amendments Filed
Page 7  G-12 and G-15: Confirmation of Disclosure of Book-Entry-Only Securities, Comments Requested
Page 9  G-19: Letter of Interpretation, Disclosure of Uncertain Tax Status of Market Discount Securities
Page 11  G-32: Sole Underwriting Period, Amendment Filed
Page 13  G-34: CUSIP Numbers for Secondary Securities Amendment Approved
Page 15  G-8, G-9, G-12 and G-15: Miscellaneous Technical Amendments Approved
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