MSRB

Compliance Center

The MSRB provides resources to assist municipal securities dealers and municipal advisors with understanding and complying with municipal market regulations. Learn more about the types of compliance information the MSRB provides

Compliance Corner

Read our quarterly newsletter to learn about new compliance resources, tools and FAQs, as well as enforcement insights and a compliance calendar. Subscribe to Compliance Corner.

Webinar

Webinars

View free live webcasts and on-demand webinars about MSRB regulatory initiatives. CPE credit is available. 

MSRB Podcast

MSRB Podcasts offer a 12- to 30-minute immersion into municipal securities regulation, market data and emerging market topics. 

Registering with the MSRB

Information for brokers, dealers, municipal securities dealers and municipal advisors on registering with the MSRB. 

Assessment and Fees

Read about assessments, fees and billing information. Click here to view MSRB bill payment options.

Registered Firms and Qualified Municipal Advisors

Access lists of MSRB-registered dealer and municipal advisor firms, Series-50 qualified municipal advisor representatives and executing broker symbols.

PQ

Professional Qualification

The MSRB sets requirements for securities firms, banks, municipal advisors and their associated persons to be permitted to engage in municipal securities and municipal advisor activities.

Continuing Professional Education

CPE credit is available through the MSRB’s free live webcasts, on-demand webinars and interactive online MuniEdPro® courses.

Series 54 Examination

Read about developments in professional qualifications for municipal advisor principals, including the Series 54 examination.