Regulatory Documents

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Notice 2009-52 - Informational Notice

Publication date: 09/22/2009

MSRB Hosts Webinar Series on Market Information Programs

Notice 2009-53 - Informational Notice

Publication date: 09/22/2009

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Notice 2009-49 - Informational Notice

Publication date: 08/25/2009

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Rule Number:

Rule G-15

Notice 2009-48 - Informational Notice

Publication date: 08/13/2009

Amendment to Rule A-14, on Annual Fee

Notice 2009-46 - Informational Notice

Publication date: 08/06/2009

Amendments to Rules G-11 and G-12 Filed with SEC

Rule Number:

Rule G-11, Rule G-12

Notice 2009-45 - Informational Notice

Publication date: 07/29/2009

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

Rule Number:

Rule A-3, Rule A-4, Rule A-5, Rule A-6

Notice 2009-44 - Informational Notice

Publication date: 07/18/2009

MSRB Files Proposals to Provide for Additional Primary Market and Continuing Disclosure Information to Be Made Available Through the MSRB’s Electronic Municipal Market Access System (“EMMA”)

Rule Number:

Rule G-32

Notice 2009-42 - Informational Notice

Publication date: 07/14/2009

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Information for:

Dealers, Investors

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2009-41 - Informational Notice

Publication date: 07/10/2009

Applicability of MSRB Rules to California Registered Warrants

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2009-39 - Informational Notice

Publication date: 07/01/2009

MSRB Launches the Continuing Disclosure Service of Its Electronic Municipal Market Access System ("EMMA")

Notice 2009-38 - Informational Notice

Publication date: 06/30/2009

MSRB and FINRA Issue Joint Investor Education Notice

Notice 2009-37 - Informational Notice

Publication date: 06/29/2009

Preparations by Issuers and Others for the July 1, 2009 Launch of the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (EMMA)

Notice 2009-36 - Informational Notice

Publication date: 06/25/2009

MSRB Announces EMMA Dataport Submission System Outage on Friday, June 26, 2009 at 3:00 PM ET in Preparation For the Launch of the Continuing Disclosure Service

Rule Number:

Rule G-32

Notice 2009-34 - Informational Notice

Publication date: 06/18/2009

MSRB Announces Dates for Webinars on Registration to the Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2009-32 - Informational Notice

Publication date: 06/11/2009

Final Specifications for the MSRB’s Electronic Municipal Market Access System (EMMA) Continuing Disclosure Automated Submission Interface

Notice 2009-33 - Informational Notice

Publication date: 06/11/2009

Final Specifications for the MSRB’s Electronic Municipal Market Access System (EMMA) Continuing Disclosure Subscription Service

Notice 2009-31 - Informational Notice

Publication date: 06/10/2009

MSRB Receives Approval to Accept Filings of Voluntary Continuing Disclosures to the MSRB'S Electronic Municipal Market Access (EMMA) System

Notice 2009-30 - Informational Notice

Publication date: 06/09/2009

Build America Bonds and Other Tax Credit Bonds: Application of Rule G-37 to Solicitations of Issuers

Rule Number:

Rule G-37

Notice 2009-29 - Informational Notice

Publication date: 06/04/2009

MSRB Announces Dates for Webinars About the Business-to-Business Submission and Subscription Process for the Primary Market Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2009-27 - Informational Notice

Publication date: 06/01/2009

MSRB Launches Continuing Disclosure Pilot of the Electronic Municipal Market Access (“EMMA”) System

Notice 2009-28 - Informational Notice

Publication date: 06/01/2009

MSRB Establishes Electronic Official Statement Dissemination Standard Under Rule G-32 and Launches Permanent Primary Market Disclosure Service of the Electronic Municipal Market Access System (“EMMA”)

Rule Number:

Rule G-32

Notice 2009-26 - Informational Notice

Publication date: 05/29/2009

MSRB Files To Terminate its CDINet System effective July 1, 2009 in Anticipation of the Upcoming Launch of the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (“EMMA”)

Notice 2009-25 - Informational Notice

Publication date: 05/28/2009

MSRB Announces Dates for Webinars about the Submission Process for Advance Refunding Documents and 529 College Savings Plan Documents to the Electronic Municipal Market Access System (EMMA)

Rule Number:

Rule G-32

Notice 2009-24 - Informational Notice

Publication date: 05/27/2009

Reminder: MSRB Discontinues e-OS System at Noon Eastern Time Today

Notice 2009-22 - Informational Notice

Publication date: 05/22/2009

MSRB Receives Approval to Launch Primary Market Disclosure Service of MSRB's Electronic Municipal Market Access System (EMMA) For Electronic Dissemination of Official Statements

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Hosts Webinar Series on Market Information Programs

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Amendment to Rule A-14, on Annual Fee

Amendments to Rules G-11 and G-12 Filed with SEC

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

MSRB Files Proposals to Provide for Additional Primary Market and Continuing Disclosure Information to Be Made Available Through the MSRB’s Electronic Municipal Market Access System (“EMMA”)

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Applicability of MSRB Rules to California Registered Warrants

MSRB Launches the Continuing Disclosure Service of Its Electronic Municipal Market Access System ("EMMA")

MSRB and FINRA Issue Joint Investor Education Notice

Preparations by Issuers and Others for the July 1, 2009 Launch of the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (EMMA)

MSRB Announces EMMA Dataport Submission System Outage on Friday, June 26, 2009 at 3:00 PM ET in Preparation For the Launch of the Continuing Disclosure Service

MSRB Announces Dates for Webinars on Registration to the Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Final Specifications for the MSRB’s Electronic Municipal Market Access System (EMMA) Continuing Disclosure Automated Submission Interface

Final Specifications for the MSRB’s Electronic Municipal Market Access System (EMMA) Continuing Disclosure Subscription Service

MSRB Receives Approval to Accept Filings of Voluntary Continuing Disclosures to the MSRB'S Electronic Municipal Market Access (EMMA) System

Build America Bonds and Other Tax Credit Bonds: Application of Rule G-37 to Solicitations of Issuers

MSRB Announces Dates for Webinars About the Business-to-Business Submission and Subscription Process for the Primary Market Disclosure Service of the Electronic Municipal Market Access System (EMMA)

MSRB Launches Continuing Disclosure Pilot of the Electronic Municipal Market Access (“EMMA”) System

MSRB Establishes Electronic Official Statement Dissemination Standard Under Rule G-32 and Launches Permanent Primary Market Disclosure Service of the Electronic Municipal Market Access System (“EMMA”)

MSRB Files To Terminate its CDINet System effective July 1, 2009 in Anticipation of the Upcoming Launch of the Continuing Disclosure Service of the MSRB’s Electronic Municipal Market Access System (“EMMA”)

MSRB Announces Dates for Webinars about the Submission Process for Advance Refunding Documents and 529 College Savings Plan Documents to the Electronic Municipal Market Access System (EMMA)

Reminder: MSRB Discontinues e-OS System at Noon Eastern Time Today

MSRB Receives Approval to Launch Primary Market Disclosure Service of MSRB's Electronic Municipal Market Access System (EMMA) For Electronic Dissemination of Official Statements

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market