Regulatory Documents

Select regulatory documents by category:

SEC Filing

Publication date: 12/31/2005

2005 SEC Filings

All 2005 SEC filings (December 31, 2005 )

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Rule Number:

Rule G-14

Notice 2005-60 - Informational Notice

Publication date: 12/13/2005

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2005-55 - Informational Notice

Publication date: 10/17/2005

Procedure for Documenting RTRS and Dealer System Outages

Rule Number:

Rule G-14

Notice 2005-43 - Informational Notice

Publication date: 08/17/2005

Rule G-14 Real-Time Transaction Reporting Update

Rule Number:

Rule G-14

Notice 2005-26 - Informational Notice

Publication date: 05/17/2005

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Rule Number:

Rule G-14

Notice 2005-22 - Informational Notice

Publication date: 04/01/2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-19 - Informational Notice

Publication date: 03/22/2005

Real-Time Compliance Data Reports are Available

Rule Number:

Rule G-14

Notice 2005-13 - Informational Notice

Publication date: 03/02/2005

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Rule Number:

Rule G-14

Notice 2005-08 - Informational Notice

Publication date: 01/26/2005

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Rule Number:

Rule G-14

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2005-02 - Informational Notice

Publication date: 01/10/2005

Real-Time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

SEC Filing

Publication date: 12/31/2004

2004 SEC Filings

All 2004 SEC filings (December 31, 2004 )

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24a - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-20 - Informational Notice

Publication date: 06/24/2004

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-19 - Informational Notice

Publication date: 06/18/2004

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Rule Number:

Rule G-14

Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-13 - Informational Notice

Publication date: 06/01/2004

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Rule Number:

Rule G-12, Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

2005 SEC Filings

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Procedure for Documenting RTRS and Dealer System Outages

Rule G-14 Real-Time Transaction Reporting Update

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Real-Time Compliance Data Reports are Available

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

RTRS Error Feedback

Real-Time Transaction Reporting: Rule G-14

2004 SEC Filings

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market