Regulatory Documents

Select regulatory documents by category:

Notice 2000-06 - Informational Notice

Publication date: 02/07/2000

Revision to Board Fee Assessments: Rule A-13

Rule Number:

Rule A-13

Notice 2000-05 - Informational Notice

Publication date: 02/01/2000

Amendments Filed to Rules G-38 and G-8 Regarding the Reporting of Consultants’ Names and Roles

Rule Number:

Rule G-8

Notice 2000-04 - Informational Notice

Publication date: 01/24/2000

Forum on Hospital Finance Disclosure

Notice 2000-03 - Informational Notice

Publication date: 01/19/2000

Certain Statistical Information on Transaction Patterns in the Municipal Securities Market May 1998 - April 1999

Notice 2000-02 - Informational Notice

Publication date: 01/07/2000

Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-27, on Supervision, Filed with the Securities and Exchange Commission

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2000-01 - Informational Notice

Publication date: 01/06/2000

Real-Time Transaction Reporting - Download Sample Daily Transaction Reports

Notice 1999-30 - Informational Notice

Publication date: 12/29/1999

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Rule Number:

Rule G-14

Notice 1999-28 - Informational Notice

Publication date: 12/09/1999

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Notice 1999-29 - Informational Notice

Publication date: 12/09/1999

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

Notice 1999-27 - Informational Notice

Publication date: 10/20/1999

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Notice 1999-26 - Informational Notice

Publication date: 09/10/1999

Board Elects Officers

Notice 1999-25 - Informational Notice

Publication date: 09/03/1999

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Notice 1999-24 - Informational Notice

Publication date: 08/27/1999

Municipal Fund Securities - Revised Draft Rule Changes

Notice 1999-23 - Informational Notice

Publication date: 08/26/1999

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Notice 1999-22 - Informational Notice

Publication date: 08/13/1999

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Notice 1999-20 - Informational Notice

Publication date: 07/15/1999

Board Will Host Forums on Land-Secured Disclosure

Notice 1999-21 - Informational Notice

Publication date: 07/15/1999

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Notice 1999-19 - Informational Notice

Publication date: 06/09/1999

Revised Test Specifications and Study Outline for the Series 52 Examination

Notice 1999-18 - Informational Notice

Publication date: 05/28/1999

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

Notice 1999-17 - Informational Notice

Publication date: 05/20/1999

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

Notice 1999-16 - Informational Notice

Publication date: 05/10/1999

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Notice 1999-15 - Informational Notice

Publication date: 04/30/1999

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Notice 1999-14 - Informational Notice

Publication date: 04/22/1999

Timely Dissemination of Information on Advance Refunded Securities

Notice 1999-13 - Informational Notice

Publication date: 04/20/1999

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Notice 1999-12 - Informational Notice

Publication date: 04/19/1999

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Revision to Board Fee Assessments: Rule A-13

Amendments Filed to Rules G-38 and G-8 Regarding the Reporting of Consultants’ Names and Roles

Forum on Hospital Finance Disclosure

Certain Statistical Information on Transaction Patterns in the Municipal Securities Market May 1998 - April 1999

Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-27, on Supervision, Filed with the Securities and Exchange Commission

Real-Time Transaction Reporting - Download Sample Daily Transaction Reports

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Amendment to Rule G-36(c)(i) Filed with the Securities and Exchange Commission

Amendments Approved Requiring Dealers to Obtain from Their Consultants Information on Political Contributions and Payments to Political Parties and for Dealers to Report Such Information to the Board: Rules G-38, G-37 and G-8

SEC Approves Amendment to Rule G-16, on Periodic Compliance Examination

Board Elects Officers

Public Reporting of Individual Transactions in Frequently-Traded Municipal Securities

Municipal Fund Securities - Revised Draft Rule Changes

Proposed Amendments Filed to Pending Amendments at the SEC: Rules G-38, G-37 and G-8

Amendment Filed to Rule G-16, on Periodic Compliance Examination

Board Will Host Forums on Land-Secured Disclosure

Official Statement Deliveries Under Rules G-32 and G-36 and Exchange Act Rule 15c2-12

Revised Test Specifications and Study Outline for the Series 52 Examination

The Board has filed with the SEC a series of technical amendments to rules A-3, A-5, A-7, A-11 through A-15, A-17, D-5, G-1 through G-3, G-5 through G-9, G-11 through G-16, G-18, G-20, G-23, G-27, G-28, G-32, G-34, G-36, G-37 and G-39. The technical amendments become operative on July 1, 1999.

MSRB and NCSHA Announce Test Program for the Electronic Submission of Continuing Disclosure Information to the MSRB

SEC Approves Amendment on Automated Confirmation/Acknowledgement: Rule G-15(d)(ii)

Amendment Approved Concerning Disclosure of Designation Information to Syndicate Members: Rule G-11(g)(iii)

Timely Dissemination of Information on Advance Refunded Securities

Amendment Filed to Proposed Rule Change on Rule G-15(d)(ii) on Automated Confirmation/Acknowledgement

Comments Requested on Additional Requirements for Pending Amendments on Disclosure of Consultants’ Contributions

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market