Rule G-17 Conduct of Municipal Securities and Municipal Advisory Activities

Request for Comment

The MSRB recently sought input on draft interpretive guidance to Rule G-17. View the request for comment.

Conduct of Municipal Securities and Municipal Advisory Activities

Summary: Requires dealers and municipal advisors to deal fairly with all persons and not to engage in any deceptive, dishonest or unfair practice.

In the conduct of its municipal securities or municipal advisory activities, each broker, dealer, municipal securities dealer, and municipal advisor shall deal fairly with all persons and shall not engage in any deceptive, dishonest, or unfair practice.