MSRB Form G-32

Form G-32 consists of a collection of data elements provided in electronic format to the Electronic Municipal Market Access (EMMA) system in connection with a primary offering of municipal securities pursuant to MSRB Rule G-32(b)(vi)(A). Form G-32 has been amended since its first publication. It is shown here in its current version. Read more about filing Form G-32 in the EMMA Dataport Manual for Primary Market Submissions.

I. Underwriter/Submitter Identification
A. Name of managing underwriter
B. MSRB number of managing underwriter
C. Name of submitter company, if different than managing underwriter
D. MSRB number of submitter company, if different than managing underwriter
E. Name of individual making submission
F. Contact information for individual making submission

II. Submission Information
A. Submission type (primary market disclosure or advance refunding submission)
B. Submission identifier, only for supplements, modifications or amendments of prior submission

III. Information for Offering
A. Offering type (debt or municipal fund security)
B. Underwriting spread/placement fee, for negotiated offerings if not included in official statement
C. Underwriting assessment exemption/discount indicator, if applicable
D. Notice of cancellation of offering, if applicable

IV. Information for Each Issue in Offering Underwritten by Underwriter
A. Issue type (new issue, remarketing)
B. Security type (CUSIP-based issue, commercial paper with 6-digit CUSIP information, ineligible for CUSIP number assignment)
C. Full issuer name
D. Full issue description
E. State, only for issues ineligible for CUSIP number assignment and municipal fund securities
F. Issue dated date
G. Closing date
H. Original dated date, for remarketings with new dated date assigned
I. Original nine-digit CUSIP number of remarketed issue, only if new  CUSIP numbers assigned to a remarketed issue
J. Six-digit CUSIP number, for commercial paper issues

V. Information for Each Security in Issue Underwritten by Underwriter
A. Nine-digit CUSIP number, except issues with no CUSIP numbers, issues of commercial paper, or issues of municipal fund securities
B. Maturity date
C. Interest rate
D. Maturity principal amount, except issues of commercial paper or issues of municipal fund securities
E. Initial offering price or yield, except issues of commercial paper or issues of municipal fund securities
F. Partial underwriting indicator, if less than full principal amount of security is underwritten by underwriter
G. Security dated date, only for securities ineligible for CUSIP number assignment and if different from issue dated date

VI. Information for Issue Not Underwritten by Underwriter (if any)
A. Nine-digit CUSIP number for latest maturity of issue, only if a different underwriter underwrote an entire issue that is part of the offering

VII. Advance Refunding Information
A. Advance refunding indicator
B. Original nine-digit CUSIP numbers of refunded securities
C. Maturity date of refunded securities
D. Refunded issuer name, only if refunded issue has no CUSIP numbers
E. Refunded issuer’s state, only if refunded issue has no CUSIP numbers
F. Refunded issue description, only if refunded issue has no CUSIP numbers
G. Newly assigned nine-digit CUSIP numbers of refunded securities, if any
H. Newly assigned nine-digit CUSIP numbers of unrefunded balances, if any

VIII. Document Information
A. Document type (official statement, preliminary official statement, advance refunding document)
B. Date document received from issuer
C. Notice of OS unavailability under Rule G-32(b)(i)(B)(2)(A) or (b)(i)(C)(1), if applicable
D. Notice of no OS submission for limited offering under SEC Rule 15c2-12(d)(1)(i), if applicable
E. Contact information for obtaining limited offering OS, if applicable
F. Notice of POS unavailability under Rule G-32(b)(i)(D)(2), if applicable

IX. Continuing Disclosure Information
A. Continuing disclosure undertaking indicator
B. Obligated persons, if any, identified in continuing disclosure undertaking, other than issuer (for issue subject to SEC Rule 15c2-12)
C. Date annual financial information expected to be submitted (for issue subject to SEC Rule 15c2-12) (not required if items IX.D and IX.E are both provided)
D. Issuer/obligated person fiscal year end date (for issue subject to SEC Rule 15c2-12) (required if item IX.C does not provide)
E. Number of days/months after fiscal year end by which annual financial information expected to be submitted (for issue subject to SEC Rule 15c2-12) (required if item IX.C does not provide)

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