Notices

MSRB Notices

Types of notices include approval notices, concept proposals, informational notices, interpretive guidance, market advisories, regulatory reminders and requests for comment. 


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Please visit Requests for Comment page to submit comments.
Title Stakeholders Publication Date Notice Number Rule Number Notice Type
MSRB Answers FAQs Regarding Use of Municipal Advisory Client Lists and Case Studies under MSRB Rule G-40 Municipal Advisors 9/17/2018 2018-24 Rule G-40 Informational Notice
Request for Comment on the Application of Content Standards to Advertisements by Municipal Advisors under MSRB Rule G-40 Municipal Advisors 9/17/2018 2018-25 Rule G-40 Request for Comment
MSRB Expands Advisory Groups and Seeks Volunteers Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 9/11/2018 2018-23 Informational Notice
Request for Comment on Draft Interpretive Guidance on Pennying and Draft Amendments to Existing Guidance on Best Execution
> Any available comments may be viewed here.
Municipal Securities Dealers 9/07/2018 2018-22 Rule G-17 , Rule G-18 Request for Comment
CE Council Requests Comment on Continuing Education Program Considerations
> Any available comments may be viewed here.
Municipal Securities Dealers 9/06/2018 2018-21 Request for Comment
Request for Information on the Accessibility, Methodology and Utility of Indices, Yield Curves and Other Benchmarks
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 8/28/2018 2018-20 Request for Comment
Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers Municipal Securities Dealers, Issuers, Investors, General Public 8/14/2018 2018-17 Rule G-11 , Rule G-15 , Rule G-18 , Rule G-19 , Rule G-23 , Rule G-27 , Rule G-30 Market Advisory
Request for Comment on Draft Frequently Asked Questions Regarding Use of Social Media under MSRB Advertising Rules
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors 8/14/2018 2018-19 Rule G-21 , Rule G-40 Request for Comment
Compliance Advisory for Municipal Advisors Municipal Advisors, Issuers, Investors, General Public 8/14/2018 2018-18 Rule G-2 , Rule G-3 , Rule G-8 , Rule G-9 , Rule G-10 , Rule G-17 , Rule G-20 , Rule G-37 , Rule G-42 , Rule G-44 Market Advisory
MSRB Temporarily Reduces Underwriting, Transaction and Technology Fees Assessed on Dealers Municipal Securities Dealers 7/23/2018 2018-16 Rule A-13 Approval Notice
Request for Comment on Draft Amendments to MSRB Rules on Primary Offering Practices
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers 7/19/2018 2018-15 Rule G-11 , Rule G-32 Request for Comment
Request for Comment on Draft Frequently Asked Questions Regarding Rule G-40 and the Use of Municipal Advisory Client Lists and Case Studies
> Any available comments may be viewed here.
Municipal Advisors 6/27/2018 2018-14 Rule G-40 Request for Comment
MSRB Revises Content Outlines for Professional Qualification Examinations Municipal Securities Dealers, Municipal Advisors 6/25/2018 2018-13 Rule G-3 Informational Notice
MSRB Answers Frequently Asked Questions Regarding MSRB Rule G-42 and Making Recommendations Municipal Advisors 6/20/2018 2018-12 Rule G-8 , Rule G-42 Informational Notice
MSRB Modifies Professional Qualifications Program Municipal Securities Dealers, Municipal Advisors 6/11/2018 2018-11 Rule G-3 Informational Notice