Notices

Regulatory Notices

MSRB regulatory notices keep market participants informed of regulatory changes and provide guidance on the application of existing rules.

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Please visit Requests for Comment page to submit comments.
Full Title Publication Date Notice Number Rule Number Notice Type
Enhancements to New Issue Information on EMMA 5/06/2013 2013-11 Rule G-32, Rule G-34 Regulatory Announcement
MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17 3/25/2013 2013-08 Rule G-17 Regulatory Announcement
MSRB Seeks Board of Directors Applicants 1/07/2013 2013-01 Regulatory Announcement
MSRB Seeks Input on Annual Planning
> Any available comments may be viewed here.
3/05/2013 2013-06 Request for Comment
MSRB Updates Electronic Form for Reporting Trades 2/12/2013 2013-05 Regulatory Announcement
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers 12/17/2012 2012-62 Rule G-8, Rule G-9, Rule G-18, Rule G-43 Regulatory Announcement
Request for Comment on Codifying Time of Trade Disclosure Obligation
> Any available comments may be viewed here.
2/11/2013 2013-04 Rule G-17 Request for Comment
Request for Comment on Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to the MSRB’S Electronic Municipal Market Access (EMMA®) System
> Any available comments may be viewed here.
12/12/2012 2012-61 Request for Comment
Request for Comment on More Contemporaneous Trade Price Information Through a New Central Transparency Platform
> Any available comments may be viewed here.
1/17/2013 2013-02 Request for Comment
Request for Comment on MSRB Rules and Interpretive Guidance
> Any available comments may be viewed here.
12/18/2012 2012-63 Request for Comment
Request for Comment on Proposed Sophisticated Municipal Market Professional Rules
> Any available comments may be viewed here.
5/01/2013 2013-10 Request for Comment
Request for Comment on Revisions to Suitability Rule
> Any available comments may be viewed here.
3/11/2013 2013-07 Rule G-8, Rule G-19 Request for Comment
RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013 1/31/2013 2013-03 Rule G-14 Regulatory Announcement
SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8 4/01/2013 2013-09 Rule G-8, Rule G-37 Regulatory Announcement
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 12/24/2012 2012-64 Rule G-8, Rule G-14, Rule G-32, Rule G-34 Regulatory Announcement