| Full Title |
Publication Date |
Notice Number |
Rule Number |
Notice Type |
|
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
|
12/24/2012 |
2012-64 |
Rule G-8, Rule G-14, Rule G-32, Rule G-34
|
Regulatory Announcement |
|
MSRB Updates Electronic Form for Reporting Trades
|
2/12/2013 |
2013-05 |
|
Regulatory Announcement |
|
MSRB Seeks Board of Directors Applicants
|
1/07/2013 |
2013-01 |
|
Regulatory Announcement |
|
RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013
|
1/31/2013 |
2013-03 |
Rule G-14
|
Regulatory Announcement |
|
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
|
12/17/2012 |
2012-62 |
Rule G-8, Rule G-9, Rule G-18, Rule G-43
|
Regulatory Announcement |
|
Enhancements to New Issue Information on EMMA
|
5/06/2013 |
2013-11 |
Rule G-32, Rule G-34
|
Regulatory Announcement |
|
MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17
|
3/25/2013 |
2013-08 |
Rule G-17
|
Regulatory Announcement |
|
SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8
|
4/01/2013 |
2013-09 |
Rule G-8, Rule G-37
|
Regulatory Announcement |
Request for Comment on MSRB Rules and Interpretive Guidance
> Any available comments may be viewed here.
|
12/18/2012 |
2012-63 |
|
Request for Comment |
Request for Comment on Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to the MSRB’S Electronic Municipal Market Access (EMMA®) System
> Any available comments may be viewed here.
|
12/12/2012 |
2012-61 |
|
Request for Comment |
Request for Comment on Revisions to Suitability Rule
> Any available comments may be viewed here.
|
3/11/2013 |
2013-07 |
Rule G-8, Rule G-19
|
Request for Comment |
Request for Comment on Proposed Sophisticated Municipal Market Professional Rules
> Any available comments may be viewed here.
|
5/01/2013 |
2013-10 |
|
Request for Comment |
MSRB Seeks Input on Annual Planning
> Any available comments may be viewed here.
|
3/05/2013 |
2013-06 |
|
Request for Comment |
Request for Comment on More Contemporaneous Trade Price Information Through a New Central Transparency Platform
> Any available comments may be viewed here.
|
1/17/2013 |
2013-02 |
|
Request for Comment |
Request for Comment on Codifying Time of Trade Disclosure Obligation
> Any available comments may be viewed here.
|
2/11/2013 |
2013-04 |
Rule G-17
|
Request for Comment |