Notices

Regulatory Notices

MSRB regulatory notices keep market participants informed of regulatory changes and provide guidance on the application of existing rules.

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Title Stakeholders Publication Date Notice Number Rule Number Notice Type
Real-Time Transaction Reporting - Download Sample Daily Transaction Reports 1/06/2000 2000-01 Regulatory Announcement
Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-27, on Supervision, Filed with the Securities and Exchange Commission 1/07/2000 2000-02 Rule G-8 , Rule G-9 , Rule G-27 Regulatory Announcement
Certain Statistical Information on Transaction Patterns in the Municipal Securities Market May 1998 - April 1999 1/19/2000 2000-03 Regulatory Announcement
Forum on Hospital Finance Disclosure 1/24/2000 2000-04 Regulatory Announcement
Amendments Filed to Rules G-38 and G-8 Regarding the Reporting of Consultants’ Names and Roles 2/01/2000 2000-05 Rule G-8 , Rule G-38 Regulatory Announcement
Revision to Board Fee Assessments: Rule A-13 2/07/2000 2000-06 Rule A-13 Regulatory Announcement
MSRB Municipal Securities Compliance Seminar 2/10/2000 2000-07 Regulatory Announcement
MSRB Municipal Securities Compliance Seminar 2/10/2000 2000-07a Regulatory Announcement
Recommendations Requested for Board Nominations 2/25/2000 2000-08 Regulatory Announcement
Terms of Present Board Members 2/25/2000 2000-08a Regulatory Announcement
Recommendation Form 2000 2/25/2000 2000-08b Regulatory Announcement
Reminder About Consultant Agreements and New Amendments to Rule G-38 Effective April 1, 2000 3/01/2000 2000-09 Rule G-38 Regulatory Announcement
Rule G-38 Questions and Answers Concerning Information About Consultants' Political Contributions and Payments to State and Local Political Parties 3/01/2000 2000-10 Rule G-8 , Rule G-37 , Rule G-38 Regulatory Announcement
Scope of Waiver Provision in Rule G-37(i) 3/01/2000 2000-11 Rule G-37 Regulatory Announcement
Forum on Hospital Finance Disclosure 3/06/2000 2000-12 Regulatory Announcement
Supervisory Procedures for the Review of Correspondence with the Public: Rules G-8, G-9 and G-27 3/24/2000 2000-13 Rule G-8 , Rule G-9 , Rule G-27 Regulatory Announcement
Announcement of Roundtable Discussion 4/03/2000 2000-14 Regulatory Announcement
Proposed Rule Changes Relating to Municipal Fund Securities Filed with the Securities and Exchange Commission 4/05/2000 2000-15 Rule A-13 , Rule D-12 , Rule G-3 , Rule G-8 , Rule G-26 , Rule G-32 , Rule G-34 Regulatory Announcement
MSRB Roundtable Discussion—Electronic Trading Systems for Municipal Securities: Regulatory Issues 4/12/2000 2000-16 Regulatory Announcement
Revision to Board Fee Assessments: Rule A-13 4/27/2000 2000-17 Rule A-13 Regulatory Announcement
MSRB Announces Panelists for Roundtable Discussion on Electronic Trading Systems 4/28/2000 2000-18 Regulatory Announcement
Technical Amendments Filed 5/02/2000 2000-19 Rule A-3 , Rule G-15 , Rule G-17 , Rule G-18 Regulatory Announcement
Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14 6/15/2000 2000-20 Rule G-14 Regulatory Announcement
Amendment to Rule G-36(c)(i) Approved by the Securities and Exchange Commission 6/22/2000 2000-21 Regulatory Announcement
Technical Amendments Filed 7/14/2000 2000-22 Rule G-8 , Rule G-15 Regulatory Announcement
MSRB Files Technical Amendments to Rule G-8 and Rule G-15 7/14/2000 2000-23 Rule G-8 Regulatory Announcement
MSRB Holds Quarterly Board Meeting, Plans to Publish Requests for Comment 8/01/2000 2000-24 Regulatory Announcement
MSRB To Host Its Second Disclosure Forum 8/18/2000 2000-25 Regulatory Announcement
Five New Board Members Elected 7/31/2000 2000-26 Regulatory Announcement
Board Elects Officers 9/15/2000 2000-27 Regulatory Announcement
Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB 9/19/2000 2000-28 Regulatory Announcement
MSRB Outreach Meeting 9/27/2000 2000-29 Regulatory Announcement
Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions 9/28/2000 2000-30 Rule G-13 , Rule G-14 , Rule G-17 , Rule G-18 , Rule G-19 , Rule G-32 Regulatory Announcement
Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14 10/12/2000 2000-31 Rule G-14 Regulatory Announcement
Muni Price Reporting/Transaction Reporting System 10/24/2000 2000-32 Regulatory Announcement
Clarification of Statements in the MSRB's September 2000 Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions Regarding Suitability 11/17/2000 2000-33 Regulatory Announcement
MSRB’S Disclosure Forum II 12/06/2000 2000-34 Regulatory Announcement
MSRB Discussion Paper on Disclsoure in the Municipal Securities Market 12/21/2000 2000-35 Regulatory Announcement
Five New Board Members Elected 7/31/2000 Regulatory Announcement