Notices

Regulatory Notices

MSRB regulatory notices keep market participants informed of regulatory changes and provide guidance on the application of existing rules.

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Please visit Requests for Comment page to submit comments.
Title Stakeholders Publication Date Notice Number Rule Number Notice Type
MSRB Seeks Board of Directors Applicants 1/07/2013 2013-01 Regulatory Announcement
RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013 1/31/2013 2013-03 Rule G-14 Regulatory Announcement
MSRB Updates Electronic Form for Reporting Trades 2/12/2013 2013-05 Regulatory Announcement
MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17 3/25/2013 2013-08 Rule G-17 Regulatory Announcement
SEC Approves Amendments to Require the Public Disclosure of Additional Information Related to Dealer Contributions to Bond Ballot Campaigns under MSRB Rules G-37 and G-8 4/01/2013 2013-09 Rule G-8 , Rule G-37 Regulatory Announcement
Enhancements to New Issue Information on EMMA 5/06/2013 2013-11 Rule G-32 , Rule G-34 Regulatory Announcement
SEC Approves Amendments to MSRB Rule G-39, on Telemarketing 5/29/2013 2013-12 Rule G-39 Regulatory Announcement
Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester 6/12/2013 2013-13 Rule G-17 , Rule G-18 , Rule G-19 , Rule G-30 Regulatory Announcement
Notice Regarding MSRB Policy on Interpretive Guidance 8/08/2013 2013-17 Regulatory Announcement
MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA 8/12/2013 2013-18 Regulatory Announcement
SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods 9/27/2013 2013-20 Rule G-8 , Rule G-11 , Rule G-32 Regulatory Announcement
MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents 12/10/2013 2013-21 Rule G-11 Regulatory Announcement
Request for Comment on More Contemporaneous Trade Price Information Through a New Central Transparency Platform
> Any available comments may be viewed here.
1/17/2013 2013-02 Request for Comment
Request for Comment on Codifying Time of Trade Disclosure Obligation
> Any available comments may be viewed here.
2/11/2013 2013-04 Rule G-17 Request for Comment
MSRB Seeks Input on Annual Planning
> Any available comments may be viewed here.
3/05/2013 2013-06 Request for Comment
Request for Comment on Revisions to Suitability Rule
> Any available comments may be viewed here.
3/11/2013 2013-07 Rule G-8 , Rule G-19 Request for Comment
Request for Comment on Proposed Sophisticated Municipal Market Professional Rules
> Any available comments may be viewed here.
5/01/2013 2013-10 Request for Comment
Concept Release on Pre-Trade and Post-Trade Pricing Data Dissemination through a New Central Transparency Platform
> Any available comments may be viewed here.
7/31/2013 2013-14 Rule G-14 Request for Comment
Request for Comment on Proposed Fair-Pricing Rule
> Any available comments may be viewed here.
8/06/2013 2013-15 Rule G-18 , Rule G-30 Request for Comment
Request for Comment on Whether to Require Dealers to Adopt a "Best Execution" Standard for Municipal Securities Transactions
> Any available comments may be viewed here.
8/06/2013 2013-16 Request for Comment
Request for Comment on Proposed Rule Change to Consolidate Registration Requirements
> Any available comments may be viewed here.
8/19/2013 2013-19 Rule A-12 Request for Comment
MSRB Proposes Changes to Continuing Education Program
> Any available comments may be viewed here.
12/13/2013 2013-22 Rule G-3 , Rule G-7 , Rule G-27 Request for Comment