MSRB Seeks Applicants for Board of Directors
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
1/04/2016
|
2016-01
|
Rule A-3
|
Informational Notice |
SEC Approves New MSRB Rule G-42 on Duties of Non-Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
|
Municipal Securities Dealers, Municipal Advisors, Issuers, General Public
|
1/13/2016
|
2016-03
|
Rule G-8
,
Rule G-42
|
Approval Notice |
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
|
Municipal Securities Dealers, Municipal Advisors
|
1/19/2016
|
2016-04
|
Rule A-18
|
Informational Notice |
MSRB Revises Content Outline for the General Securities Sales Supervisor Qualification Examination
|
Municipal Securities Dealers
|
1/28/2016
|
2016-05
|
|
Informational Notice |
Amendments to MSRB Rule G-37 on Political Contributions and Prohibitions on Municipal Securities Business and Related Amendments are Deemed Approved Under the Securities Exchange Act of 1934
|
Municipal Securities Dealers, Municipal Advisors, Issuers
|
2/17/2016
|
2016-06
|
Rule G-8
,
Rule G-9
,
Rule G-37
|
Approval Notice |
MSRB Amends its Rule Regarding Calculations for Bonds that Do Not Pay Interest Semi-Annually
|
Municipal Securities Dealers
|
2/23/2016
|
2016-08
|
Rule G-33
|
Informational Notice |
MSRB Revises Effective Date for Amendments to MSRB Rule G-14, on Transaction Reporting
|
Municipal Securities Dealers
|
3/02/2016
|
2016-09
|
Rule G-14
|
Informational Notice |
SEC Approves Amendments to MSRB Rule A-3, on Membership on the Board, to Lengthen the Term of Board Member Service
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
3/18/2016
|
2016-10
|
Rule A-3
|
Informational Notice |
Direct Purchases and Bank Loans as Alternatives to Public Financing in the Municipal Securities Market
|
Municipal Securities Dealers, Municipal Advisors, Issuers
|
4/04/2016
|
2016-12
|
|
Market Advisory |
Municipal Fund Securities - Interpretation Relating to the Sales of Interests in ABLE Programs in the Primary Market
|
Municipal Securities Dealers, Municipal Advisors, Investors
|
4/12/2016
|
2016-14
|
Rule D-12
|
Informational Notice |
MSRB to Amend Rules to Define Two-Day Settlement Cycle
|
Municipal Securities Dealers
|
5/02/2016
|
2016-15
|
Rule G-12
,
Rule G-15
|
Informational Notice |
MSRB to Launch Permanent Series 50 Exam September 12, 2016
|
Municipal Advisors
|
5/31/2016
|
2016-16
|
Rule G-3
|
Informational Notice |
MSRB Revises Content Outline for the Municipal Advisor Representative Qualification Examination
|
Municipal Advisors
|
6/15/2016
|
2016-17
|
|
Informational Notice |
MSRB Files Amendment to Rule G-37 to Clarify its Application to Contributions before August 17, 2016
|
Municipal Securities Dealers, Municipal Advisors, Issuers
|
8/04/2016
|
2016-18
|
Rule G-37
|
Informational Notice |
MSRB Provides Guidance on MSRB Rule G-14, on Reports of Sales or Purchases of Municipal Securities
|
Municipal Securities Dealers
|
8/09/2016
|
2016-19
|
Rule G-14
|
Informational Notice |
MSRB Delays Reporting of Information by Underwriters of ABLE Programs and Provides Guidance Relating to Municipal Advisors to Sponsors or Trustees of Municipal Fund Securities, including ABLE Programs
|
Municipal Securities Dealers, Municipal Advisors, Issuers
|
8/12/2016
|
2016-20
|
Rule G-42
,
Rule G-44
,
Rule G-45
|
Informational Notice |
SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures
|
Municipal Securities Dealers
|
8/19/2016
|
2016-21
|
Rule G-12
|
Approval Notice |
SEC Approves MSRB Academic Historical Transaction Data Product
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
9/14/2016
|
2016-22
|
|
Approval Notice |
MSRB Announces the Effective Date of the Academic Historical Transaction Data Product
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
11/17/2016
|
2016-26
|
|
Informational Notice |
Interpretive Notice Regarding Rule G-47, on Time of Trade Disclosure
|
Municipal Securities Dealers, Investors
|
11/22/2016
|
2016-27
|
Rule G-47
|
Informational Notice |
New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018
|
Municipal Securities Dealers, Investors, General Public
|
11/29/2016
|
2016-28
|
Rule G-15
,
Rule G-30
|
Approval Notice |
Interpretive Notice on the Application of MSRB Rules to Transactions in Managed Accounts
|
Municipal Securities Dealers, Investors, General Public
|
12/01/2016
|
2016-29
|
Rule D-15
,
Rule G-48
|
Informational Notice |
Request for Comment on Amendments to MSRB Rule G-12 on Close-Out Procedures
> Any available comments may be viewed
here.
|
Municipal Securities Dealers
|
1/06/2016
|
2016-02
|
Rule G-12
|
Request for Comment |
Request for Comment on Draft Amendments to MSRB Rule G-30 to Provide Guidance on Prevailing Market Price
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Investors
|
2/18/2016
|
2016-07
|
Rule G-30
|
Request for Comment |
Request for Comment on a Concept Proposal to Improve Disclosure of Direct Purchases and Bank Loans
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
3/28/2016
|
2016-11
|
|
Concept Proposal |
Request for Comment on Draft Amendments to MSRB Rule G-15(f) on Minimum Denominations
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Issuers, Investors, General Public
|
4/07/2016
|
2016-13
|
Rule G-15
|
Request for Comment |
Second Request for Comment on Draft Provisions on Minimum Denominations
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Issuers, Investors, General Public
|
9/27/2016
|
2016-23
|
Rule G-15
|
Request for Comment |
Request for Comment on Draft Provisions to Establish a Continuing Education Requirement for Municipal Advisors
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
9/30/2016
|
2016-24
|
Rule G-3
|
Request for Comment |
MSRB Seeks Input on Strategic Priorities
> Any available comments may be viewed
here.
|
Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public
|
10/12/2016
|
2016-25
|
|
Request for Comment |