Notices

MSRB Notices

Types of notices include approval notices, concept proposals, informational notices, interpretive guidance, market advisories, regulatory reminders and requests for comment. 


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Title Stakeholders Publication Date Notice Number Rule Number Notice Type
MSRB Solicits Applicants for Board of Directors Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 1/07/2019 2019-02 Informational Notice
MSRB Extends Effective Date for Amendments to MSRB Rule G-21 and New MSRB Rule G-40 Municipal Securities Dealers, Municipal Advisors 1/28/2019 2019-03 Rule G-21 , Rule G-40 Informational Notice
MSRB Identifies Priority Rules for Retrospective Review in 2019 Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public 2/05/2019 2019-04 Informational Notice
MSRB Amends Implementation Guidance on MSRB Rule G-18, on Best Execution Municipal Securities Dealers 2/07/2019 2019-05 Rule G-18 Interpretive Guidance
MSRB Amends Rule A-16 on Examination Fees Municipal Advisors 2/11/2019 2019-06 Rule A-16 Informational Notice
MSRB Establishes Effective Date for Advertising Rules and Provides Social Media Guidance and Related Rule Amendments Municipal Securities Dealers, Municipal Advisors 2/26/2019 2019-07 Rule G-21 , Rule G-40 Informational Notice
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing Municipal Securities Dealers, Municipal Advisors 3/13/2019 2019-09 Rule A-18 Informational Notice
MSRB Proposes Amendments to Rules Related to Primary Offering Practices Municipal Securities Dealers 3/21/2019 2019-10 Rule G-11 , Rule G-32 Informational Notice
MSRB Updates Rulebook with Nonsubstantive, Technical Amendments Municipal Securities Dealers 4/10/2019 2019-11 Rule G-12 , Rule G-20 , Rule G-26 , Rule G-27 , Rule G-35 , Rule G-38 , Rule G-41 , Rule G-45 Informational Notice
MSRB Proposes to Eliminate MSRB Rule G-29, on Availability of Board Rules Municipal Securities Dealers 4/19/2019 2019-12 Rule G-29 Informational Notice
MSRB Announces June 3, 2019 Operative Date for Technical Amendments Municipal Securities Dealers 5/21/2019 2019-14 Rule G-12 , Rule G-20 , Rule G-26 , Rule G-27 , Rule G-35 , Rule G-38 , Rule G-41 , Rule G-45 Informational Notice
SEC Approves Amendments to MSRB Rules and Data Collection Related to Primary Offering Practices Municipal Securities Dealers 6/28/2019 2019-15 Rule G-11 , Rule G-32 Approval Notice
MSRB Amends Professional Fee for Municipal Advisors Municipal Advisors 9/11/2019 2019-16 Rule A-11 Approval Notice
Request for Comment on Draft Interpretive Guidance on Application of MSRB Rules to Certain Prearranged Trading in Connection with Primary Offerings
> Any available comments may be viewed here.
Municipal Securities Dealers, Issuers, Investors 1/03/2019 2019-01 Rule G-11 , Rule G-17 , Rule G-25 Request for Comment
Request for Comment on MSRB Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales
> Any available comments may be viewed here.
Municipal Advisors 2/27/2019 2019-08 Rule G-34 Request for Comment
Request for Comment on MSRB Rule G-23 on Activities of Dealers Acting as Financial Advisors
> Any available comments may be viewed here.
Municipal Securities Dealers, Municipal Advisors, Issuers 5/20/2019 2019-13 Rule G-23 Request for Comment