MSRB NOTICE 2003-38 (SEPTEMBER 8, 2003)

529 COLLEGE SAVINGS PLANS - MSRB MARKET OUTREACH & EDUCATION SERIES

Registration is now open for:

WASHINGTON 529 MARKET FORUM  

Wednesday, October 22, 2003

The Westin Grand Hotel
2350 M Street, NW
Washington, DC 20037
(202) 429-0100

REGIONAL 529 COMPLIANCE SEMINARS  

November 17, 2003

Hilton Boston Back Bay
40 Dalton Street 
Boston, MA 02115 
(617) 236-1100

November 19, 2003 

W Hotel Chicago City Center 
172 West Adams Street
Chicago, IL 60603 
(312) 332-1200 

November 21, 2003

Fairmont San Francisco
950 Mason Street
San Francisco, CA 94108
(415) 772-5000

 

 

 

 

 

The Municipal Securities Rulemaking Board is hosting a series of one-day market outreach and educational sessions on the 529 college savings plan market.

•          Washington 529 Market Forum:  The forum will explore the 529 plan market structure and will focus on current practices, trends and challenges faced by the market, particularly in connection with investor protection issues.  The forum is designed for professionals from the state plans, primary distributors, investment managers and others active in the 529 plan market with an interest in the continued evolution of a fair, efficient and innovative 529 plan marketplace.  The forum agenda is available at [this link].

•          Regional 529 Compliance Seminars:  The regional seminars will focus on MSRB compliance issues relevant to broker-dealers that market 529 college savings plans, particularly but not limited to selling brokers and primary distributors who may not have significant prior experience with MSRB rules.  The seminar agenda is available at [this link].

SPACE IS LIMITED AND PRE-REGISTRATION IS REQUIRED.  THE REGISTRATION FEE IS $100 PER EVENT.

Registration form is available at [this link] 

Municipal Securities Rulemaking Board
1900 Duke Street, Suite 600, Alexandria, VA 22314
MSRB Home Page:  www.msrb.org
MSRB 529 Plan Information:  www.msrb.org/msrb1/mfs