MSRB NOTICE 2009-53 (SEPTEMBER 22, 2009)

MSRB AND SIFMA TO CO-HOST REGULATORY AND COMPLIANCE SEMINARS

The Municipal Securities Rulemaking Board (MSRB) and the Securities Industry and Financial Markets Associations (SIFMA) are pleased to announce they will host two municipal securities seminars this fall covering regulatory and compliance issues.  The first seminar will be held in New York on Monday, October 26, 2009 from 2:00 p.m. to 5:00 p.m. at SIFMA’s offices, 120 Broadway, 2nd floor.  A second seminar covering the same material will be held in Chicago on Thursday, November 12, 2009 from 2:00 p.m. to 5:00 p.m. at the Swissotel Chicago, 323 East Wacker Drive, Gallen Ballroom.  A reception will immediately follow both meetings.

The seminars will provide an important update on regulatory and compliance issues in the municipal securities market, as well as a discussion of current market trends.  Staff from the MSRB, SIFMA and the Financial Industry Regulatory Authority (FINRA), as well as industry representatives from the dealer, issuer and investor communities will serve as panelists.  The seminars are free and open to all members of the municipal securities community, including professionals at municipal securities dealers, asset managers, municipal financial advisors, issuers and bond counsel. Click to view the agendas for the New York or Chicago seminars.

Pre-registration for the MSRB-SIFMA seminars is required.  The registration contact for the New York seminar is Christina Jasmine at (212) 313-1217.  The registration contact for the Chicago seminar is Lisette Rios at (212) 313-1210. To register, please click the appropriate link below:

MSRB-SIFMA Seminar, October 26, 2009, New York, NY

MSRB-SIFMA Seminar, November 12, 2009, Chicago, IL

September 22, 2009