REQUEST FOR COMMENTS ON DRAFT INTERPRETIVE GUIDANCE ON PREVAILING MARKET PRICES AND MARK-UP FOR TRANSACTIONS IN MUNICIPAL SECURITIES


Comments on MSRB Notice 2010-10 (April 21, 2010)

1.  BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated June 7, 2010
2.  Citigroup Global Markets: Letter from Howard Marsh, Managing Director, Municipal Securities Division, dated June 14, 2010
3.  Coastal Securities, Inc.: Letter from Chris Melton, Executive Vice President, dated August 3, 2010
4.  J.J.B. Hilliard, W.L. Lyons, LLC: Letter from Ronald J. Dieckman, Director, Municipal Bonds, dated June 4, 2010
5.  Regional Bond Dealers Association: Letter from Mike Nicholas, Chief Executive Officer, dated June 4, 2010
6.  Riedl First Securities: Letter from Gerald D. Riedl, President/CEO, dated June 1, 2010
7.  Roberts & Ryan Investments Inc.: E-mail from Daniel W. Roberts, President/CEO, dated April 21, 2010
8.  RW Smith and Associates, Inc.: Letter from Paige W. Pierce, President and CEO, dated June 4, 2010
9.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 7, 2010