MSRB NOTICE 2010-11 (APRIL 30, 2010)

MSRB AND SIFMA TO HOLD MUNICIPAL SECURITIES REGULATION SEMINAR ON JUNE 23, 2010 IN LOS ANGELES

The Municipal Securities Rulemaking  Board (MSRB) and the Securities Industry and Financial Markets Association (SIFMA) are pleased to announce that they will be holding a municipal securities regulation and compliance seminar on Wednesday, June 23, 2010 from 12 p.m. to 3:00 p.m. at the Los Angeles Marriott Downtown, 333 South Figueroa Street, Los Angeles, California.

Members of the MSRB Legal and Policy staff will discuss recent and current MSRB rulemaking initiatives and will be available to answer questions on a variety of topics.  Senior staff from the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) will discuss examination and enforcement priorities.  This seminar is open to all members of the municipal securities community.  There is no charge for attending; however, pre-registration is required. 

To register for the seminar, you may do so online via the registration page on the SIFMA website.  Click here to see the agenda.

April 30, 2010