MSRB FILES INTERPRETIVE GUIDANCE AND PUBLISHES A REQUEST FOR COMMENT ON DEALER-AFFILIATED PACS UNDER RULE G-37


Comments on MSRB Notice 2010-30 (August 25, 2010)

1.  ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 29, 2010

2.  BOK Financial Corporation: Letter from Tom Vincent, Senior Vice President, Manager, Corporate Governance and Wealth Management Compliance, dated October 29, 2010

3.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 29, 2010