MSRB NOTICE 2011-39 (AUGUST 8, 2011)

MSRB AND SIFMA TO CO-HOST MUNICIPAL SECURITIES REGULATION SEMINAR IN NEW YORK

The Municipal Securities Rulemaking Board (MSRB) and the Securities Industry and Financial Markets Association (SIFMA) will hold a municipal securities regulation seminar for municipal market participants on Monday, September 26, 2011 from 2:00 p.m. to 5:00 p.m. at SIFMA’s headquarters, 120 Broadway, New York, New York 10271. To view the agenda, please click here.

The seminar will address MSRB rulemaking initiatives over the past year, including the MSRB’s implementation of the municipal securities market provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Senior staff from the Financial Industry Regulatory Authority, the Internal Revenue Service and the Securities and Exchange Commission will also participate in the conference and will discuss current compliance and enforcement issues.

The seminar is open to all members of the municipal securities community, including dealers, municipal advisors, issuers and bond counsel. There is no charge to attend; however, pre-registration is required. To register for the conference, please click here.

August 8, 2011