2017 Filings with the SEC

SR-MSRB-2017-04 (June 22, 2017)New
Proposed Rule Change to Amend Rule G-21(e), on Municipal Fund Security Product Advertisements

SR-MSRB-2017-03 (May 26, 2017)Updated

Proposed Rule Change to Amend MSRB Rule G-26, on Customer Account Transfers, to Modernize the Rule and Promote a Uniform Customer Account Transfer Standard

SR-MSRB-2017-02 (March 22, 2017)

Proposed Rule Change to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, to Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements [Refiled to make technical corrections; original filed on March 17, 2017]

(WITHDRAWN) SR-MSRB-2017-01 (January 24, 2017)

Proposed Rule Change to Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and to Rescind Paragraph (f), on Minimum Denominations, from MSRB Rule G-15