Real-Time Transaction Reporting

2008

MSRB Notice 2008-18 (April 7, 2008)
Reminder Regarding Discrepancies in Reports of Inter-Dealer Transactions

MSRB Notice 2008-01 (January 2, 2008)
Reminder of Extension of Three-Hour Exception

2007

MSRB Notice 2007-40 (December 21, 2007)
Reporting of Transactions Arising from Customer Repurchase Agreements: Rule G-14

MSRB Notice 2007-39 (December 20, 2007)
New RTRS Error Message and Changes to Existing RTRS Error Messages

MSRB Notice 2007-36 (November 27, 2007)
Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC's NIIDS System

MSRB Notice 2007-35 (November 19, 2007)
RTRS "Data Quality Summary of Correspondent's Trades" is Now Available

MSRB Notice 2007-34 (November 16, 2007)
RTRS Educational Conference Calls

MSRB Notice 2007-31 (October 16, 2007)
Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

MSRB Notice 2007-26 (August 22, 2007)
RTRS Web Enhancement: Extended Hours

MSRB Notice 2007-25 (August 13, 2007)
SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2007-22 (June 29, 2007)
SIFMA, MSRB, and DTCC to hold NIIDS/NUWS Informational Seminars

MSRB Notice 2007-20 (June 13, 2007)
Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2007-12 (March 23, 2007)
Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

MSRB Notice 2007-11 (March 20, 2007)
MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

MSRB Notice 2007-10 (March 5, 2007)
Request for Comment on Proposed Rule Changes to Improve Transaction Reporting of New Issue Municipal Securities

MSRB Notice 2007-07 (February 2, 2007)
New RTRS Error Messages Regarding Transactions in Securities Other Than Municipal Securities

MSRB Notice 2007-03 (January 19, 2007)
Reminder Notice on Use of “List Offering Price/Takedown” Indicator: Rule G-14

2006

MSRB Notice 2006-35 (December 6, 2006)
Real-Time Transaction Reporting Update – Upcoming Changes, Reminders on Existing Requirements, and Version 2.0 of RTRS Specifications with Clarifications and Description of Minor Programming Changes

MSRB Notice 2006-34 (December 5, 2006)
Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

MSRB Notice 2006-31 (November 15, 2006)
RTRS Educational Conference Calls

MSRB Notice 2006-30 (October 31, 2006)
Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three Hour Exception

MSRB Notice 2006-28 (October 19, 2006)
Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

MSRB Notice 2006-27 (August 15, 2006)
Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

MSRB Notice 2006-21 (July 31, 2006)
Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

MSRB Notice 2006-20 (July 31, 2006)
Request for Comment on Draft Procedures for Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2006-17 (June 16, 2006)
Data Quality Detail Report is Available to Dealers

MSRB Notice 2006-12 (April 24, 2006)
Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

MSRB Notice 2006-10 (April 21, 2006)
Request for Comment on Draft Procedures for Reporting Special Condition Indicators on Certain New Issue Transactions

MSRB Notice 2006-01 (January 17, 2005)
RTRS Web Educational Conference Calls

2005

MSRB Notice 2005-62 (December 22, 2005)
SEC approves rule change to MSRB Rule G-14 Reports of Sales or Purchases to extend the expiration of the three-hour exception

MSRB Notice 2005-60 (December 13, 2005)
Notice of Filing of Proposed Rule Change Relating to RTRS Procedures Under Rule G-14 Reports of Sales or Purchases

MSRB Notice 2005-56 (November 15, 2005)
RTRS Performance Reports Available On RTRS Web

MSRB Notice 2005-55 (October 17, 2005)
Procedure for Documenting RTRS and Dealer System Outages

MSRB Notice 2005-43 (August 17, 2005)
Rule G-14 Real-Time Transaction Reporting Update

MSRB Notice 2005-40 (August 8, 2005)
SEC Approves Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40

MSRB Notice 2005-38 (July 18, 2005)
RTRS Update and Review of Enhancements to RTRS Web– Educational Conference Calls

MSRB Notice 2005-35 (June 13, 2005)
RTRS Web Enhancements and New Reports Implemented June 14, 2005

MSRB Notice 2005-26 (May 17, 2005)
MSRB To Discontinue “Batch” Customer Transaction Reporting On June 1, 2005

MSRB Notice 2005-22 (April 1, 2005)
Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

MSRB Notice 2005-19 (March 22, 2005)
Real-Time Compliance Data Reports are Available

MSRB Notice 2005-13 (March 2, 2005)
Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

MSRB Notice 2005-12 (February 28, 2005)
RTRS Web Educational Conference Calls

MSRB Notice 2005-09 (January 31, 2005)
A First for Investors: Real-Time Muni Bond Prices

MSRB Notice 2005-08 (January 26, 2005)
Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

MSRB Notice 2005-04 (January 12, 2005)
RTRS Error Feedback

MSRB Notice 2005-03 (January 12, 2005)
Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

MSRB Notice 2005-02 (January 10, 2005)
Real-Time Transaction Reporting: Rule G-14

2004

MSRB Notice 2004-41 (December 10, 2004)
Approval of Real-Time Transaction Price Service and Annual Subscription Fee

MSRB Notice 2004-40 (December 10, 2004)
Reminder Notice on "List Offering Price" and Three-Hour Exception for Real-Time Transaction Reporting: Rule G-14

MSRB Notice 2004-39 (November 23, 2004)
SEC Approves New Historical Data Product

MSRB Notice 2004-38 (November 22, 2004)
Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

MSRB Notice 2004-37 (November 17, 2004)
Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities 

MSRB Notice 2004-36 (November 17, 2004)
Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

MSRB Notice 2004-35 (October 26, 2004)
Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

MSRB Notice 2004-31( September 28, 2004)
Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

MSRB Notice 2004-29 (September 2, 2004)
The Securities and Exchange Commission has approved the implementation of real-time transaction reporting and price dissemination

MSRB Notice 2004-24 ( July 28, 2004)
Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

MSRB Notice 2004-21 (June 24, 2004)
The MSRB is publishing a description of Form RTRS. This is a new interactive form which dealers will use to inform the MSRB of their testing contact and transaction reporting method. Form RTRS will be put on-line on July 1, 2004. Every dealer registered with the MSRB must complete Form RTRS.

MSRB Notice 2004-20 (June 24, 2004)
The MSRB is publishing the test plan for dealer certification for real-time transaction reporting. Every dealer that effects transactions subject to Rule G-14 must become certified for real-time reporting before 2005.

MSRB Notice 2004-19 (June 18, 2004)
The MSRB has published a notice giving guidance to dealers on the reporting of transactions associated with repurchase agreements

MSRB Notice 2004-18 (June 18, 2004)
Notice Requesting Comment on Draft Amendments to Rule G-34 to Facilitate Real-Time Transaction Reporting and Explaining Time of Trade for Reporting New Issue Trades

MSRB Notice 2004-15 (June 4, 2004)
Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

MSRB Notice 2004-14 (June 4, 2004)
Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

MSRB Notice 2004-13 (June 1, 2004)
Proposed rule change filed to require real-time reporting and comparison under Rules G-14 and G-12(f), and to implement the Real-Time Transaction Reporting System.

MSRB Notice 2004-9 (March 3, 2004)
Notice on deliveries of step out transactions through the automated comparison system.

MSRB Notice 2004-6 (February 10, 2004)
Reminder Regarding Accuracy of Information Submitted to the Transaction Reporting System: Rule G-14

MSRB Notice 2004-4 (January 29, 2004)
Glossary of Municipal Securities Terms, Second Edition, is published

MSRB Notice 2004-3 (January 26, 2004)
Review of Dealer Pricing Responsibilities

MSRB Notice 2004-2 (January 23, 2004)
Revised specifications for real-time transaction reporting

2003

MSRB Notice 2003-44 (December 11, 2003)
Real-Time Transaction Reporting: Revised Schedule and Operational Plan

MSRB Notice 2003-43 (November 24, 2003)
Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12(f) and G-14

MSRB Notice 2003-39 (September 23, 2003)
Version 1.1 of the Specifications for the Real-time Transaction Reporting System

MSRB Notice 2003-36 (August 21, 2003)
Questions And Answers Regarding Real-Time Transaction Reporting

MSRB Notice 2003-29 (July 25, 2003)
Reminder Notice Concerning Automated Comparison of Cash and Next-Day Trades: Rule G-12(f)

MSRB Notice 2003-24 (June 13, 2003)
Specifications for Real-time Reporting of Municipal Securities Transactions

MSRB Notice 2003-23 (June 13, 2003)
Request for Comment: Plan for Real-Time Price Reporting

MSRB Notice 2003-20 (May 23, 2003)
Notice on Reporting and Comparison of Certain Transactions Effected by Investment Advisors: Rules G-12(f) and G-14

MSRB Notice 2003-13 (April 7, 2003)
The MSRB is publishing the "Operational Overview of the Real-time Transaction Reporting System for Municipal Securities."

MSRB Notice 2003-7 (March 3, 2003)
Reminder Regarding MSRB Rule G-14 Transaction Reporting Requirements.

MSRB Notice 2003-5 (February 26, 2003)
Real-Time Transaction Reporting: Joint Seminar Announcement and Registration Information.

MSRB Notice 2003-3 (February 3, 2003)
The MSRB has published a notice reviewing its operational plan for real-time reporting of transactions in municipal securities. The MSRB plans to begin testing its real-time reporting system with dealers late in 2003 and to make the system operational in mid-2004.

2002

May 15, 2002
Reminder of effective date of Rule G-15 amendment concerning minimum denominations.

2001

May 29, 2001
The MSRB has announced its schedule for real-time reporting of municipal securities transactions and is requesting comments on planned operational aspects for mandatory dealer submission of trade data in real time.