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The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions;this is not a complete list of all dealers registered with the MSRB.This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14. Rule G-14 requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned to the dealer by the National Association of Securities Dealers (NASD). (Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Fixed Income Transaction System operated by the National Securities Clearing Corporation (NSCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the customer transaction reporting system, the dealer identifiers used in the NSCC's Fixed Income Transaction System must include the identifying (alpha) symbols assigned to each firm by the NASD. This is included in the field labeled "executing broker symbol". (For a more complete discussion of these symbols, click here to see Questions and Answers relating to dealer symbols in the transaction reporting system) The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that your own firm is known by the MSRB under the correct company name and executing broker symbol.