Transaction Reporting System

Transaction Reporting and Transparency

This section of the MSRB web site provides information for dealers and others regarding requirements, specifications, procedures and subscriptions for transaction reporting. Click on the appropriate links below to find more information.

 Real-Time Transaction Reporting System

Documentation to assist systems users/managers and compliance officers in planning the transition to real-time reporting. Includes questions and answers, specifications, manuals, briefings and forms.

 Dealer Identifiers

A list of dealer symbols for use in reporting transactions.

  Dealer Feedback System

A system for dealers to check their reported transactions and Rule G-14 compliance.

Rules and Interpretations

Rules, including Rule G-14 Transaction Reporting Procedures, and rule interpretations for transaction reporting. Also included here is Rule G-12(f) on automated comparison.

 Real-Time Transaction Reporting Transparency Subscription Products

 

 Real-Time Transaction Reporting System Status

 

Archive Documentation on the End-Of Day "Batch" Transaction Reporting System

User’s Manual for Customer Transaction Reporting
Customer Transaction Reporting Form

 

 Statistical Information

• Monthly Summaries
• Yearly Summaries

Contacts for the MSRB's Real-Time Transaction Reporting System

MSRB's Real-Time Transaction Reporting System Helpdesk

Group name: Market Information Program Operations
Phone number: (703) 797-6668
Email address: MarketInformationGeneralMailbox@msrb.org
Hours of operation: 7:30 AM - 7:30 PM


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