MSRB NOTICE 2007-01 (JANUARY 17, 2007)

Firm Element Advisory for Continuing Education is Available

The most recent version of the Firm Element Advisory, an annual publication of the Securities Industry/Regulatory Council on Continuing Education, is now available online at http://www.cecouncil.com/publications/council_publications/FEA2006.pdf.  The Advisory serves as an aid to securities firms and bank dealers for the development of continuing education Firm Element training plans that are mandated by MSRB Rule G-3(h)(ii)(B), and by the continuing education rules of other securities industry self-regulatory organizations.  The Advisory identifies topics relevant to the securities industry for inclusion in Firm Element training plans, and provides links to documents published on those topics. 

Questions about this notice may be directed to Loretta Jones, Director of Professional Qualifications, or Andrew Strait, Professional Qualifications Analyst.

January 17, 2007

Click here to view the most recent version of the Firm Element Advisory.