The MSRB
reminds dealers that amendments to Rule G-14, Reports of Sales or Purchases, to
extend the expiration of the “three-hour exception” became effective on December
31, 2007.[1] The amendment extends the expiration date of
the “three-hour exception” to the fifteen-minute reporting deadline for certain
when, as and if issued transactions under Rule G-14 RTRS Procedures, paragraph
(a)(ii)(C), from December 31, 2007 to June 30, 2008.[2]
Questions
about this notice may be directed to Justin R. Pica, Uniform Practice Policy
Advisor, at 703-797-6716, or Sara K. Pranio, Uniform Practice Assistant, at
703-797-6714.
January 2, 2008