Archive Notices 2002

December 20, 2002
Municipal Fund Securities Limited Principal Examination (Series 51) available on January 2, 2003.

December 20, 2002
Notice of proposed amendment to Rule G-28 on sales to employees of other dealers.

December 17, 2002
The MSRB has introduced a web site on municipal fund securities.

December 11, 2002
The MSRB has filed with the SEC proposed rule change SR-MSRB-2002-14 concerning market emergencies.

November 22, 2002
The SEC has approved a change to Rule G-14, lowering the threshold for including securities in the daily public report from three or more trades per day to two or more trades per day.

November 18, 2002
Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs -- Comments due January 10, 2003.

October 22, 2002
The Securities and Exchange Commission has approved an amendment to MSRB Rule G-35 to discontinue administration of the MSRB's arbitration program.

September 30, 2002
Municipal Fund Securities Limited Principal Qualification Examination (Series 51) -- Filing of Test Specifications, Study Outline and Extension of Transition Period.

September 26, 2002
Amendments Filed to Rule G-37 Concerning the Exemption Process and the Definition of Municipal Finance Professional.

September 25, 2002
Notice Regarding the Application of Rule G-19, on Suitability of Recommendations and Transactions, to Online Communications

September 24, 2002
The Board has filed a proposed rule change that would lower the threshold for inclusion of an issue on the daily public transparency report from three to two trades in a day.

August 30, 2002
The MSRB will change its daily report of municipal securities transactions to reflect all trades that occurred one week previous to the report.

August 13, 2002
SEC approves amendment to Rule G-32 relating to disclosures in connection with new issues.

August 7, 2002
Notice of Amendment to Rule G-40 and Form G-40, on E-Mail Contacts.

July 10, 2002
Registration for MSRB/TBMA Compliance Seminar

July 3, 2002
The MSRB has filed a proposed rule change with the SEC that would decrease the delay in publishing details of all transactions in municipal securities, from two weeks to one.

June 21, 2002
Notice of proposed amendment to Rule G-32 on sending disclosure documents to customers sharing the same address.

June 12, 2002
The SEC has approved new Rule G-40 and Form G-40 on electronic mail contacts.

May 29, 2002
MSRB and TBMA to hold Compliance Seminar on October 10, 2002.

May 15, 2002
Reminder of effective date of Rule G-15 amendment concerning minimum denominations.

May 14, 2002
The MSRB is publishing interpretive guidance on the application of fair practice and advertising rules to municipal fund securities.

May 13, 2002
The SEC has approved a new municipal fund securities limited principal professional qualification category under MSRB Rule G-3.

May 10, 2002
The SEC has approved a change to Rule G-14, altering the "frequently traded" threshold for reporting securities from four or more trades per day to three or more trades per day.

May 6, 2002
On April 30, 2002, the Securities and Exchange Commission approved an interpretive notice concerning the application of MSRB Rules to transactions with sophisticated municipal market professionals (Rel. 34-45849).

May 6, 2002
Reminder: Proposed Rule G-40 Not Yet Approved By SEC

April 30, 2002
The MSRB has filed with the SEC a proposed rule change to create new Rule G-40, on Electronic Mail Contacts. The Rule will require each dealer engaged in municipal securities activities to appoint an Electronic Mail Contact to serve as the official contact person for purposes of electronic mail communication with the MSRB.

April 19, 2002
Today the MSRB has made available an ability to check Rule G-14 reporting performance.

April 2, 2002
The MSRB is publishing for comment draft amendments to Rule G-37 in two areas: the exemptive provision and the definition of municipal finance professional. Comments are due by June 3, 2002.

March 27, 2002
The MSRB has filed a proposed rule change with the SEC that would lower the threshold for "frequently traded" issues reported on the daily public transparency report from four to three trades in a day.

March 25, 2002
On March 20, 2002, the Securities and Exchange Commission approved an interpretive notice regarding Rule G-17, on disclosure of material facts.

March 25, 2002
SEC approval of rule changes concerning official communications.

March 22, 2002
The MSRB has released the full agenda for the upcoming forum on disclosure for long-term care/senior living debt.

March 21, 2002
Municipal Fund Securities -- Notice of filing of proposed rule change relating to professional qualification of municipal fund securities limited principals

March 8, 2002
Forum on Disclosure for Long-Term Care/Senior Living Debt to be held in Washington, D.C. on April 11, 2002.

January 31, 2002
SEC approval of rule changes concerning minimum denominations.

January 31, 2002
Recommendations requested for Board nominations.

January 25, 2002
Interpretive notice concerning Rule G-17, on disclosure of material facts. The text of the interpretive notice may be found at the end of the explanatory notice.

January 25, 2002
Interpretive notice concerning transactions with sophisticated municipal market professionals (SMMPs). The text of the interpretive notice may be found at the end of the explanatory notice.

January 2, 2002
Electronic OS/ARD Submission System (e-OS System) Becomes Operational on January 2, 2002.

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