Archive Notices 2003

MSRB Notice 2003-44 (December 11, 2003)
Real-Time Transaction Reporting: Revised Schedule and Operational Plan

MSRB Notice 2003-43 (November 24, 2003)
Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12(f) and G-14

MSRB Notice 2003-42 (November 4, 2003)
Registration is Still Open for 529 College Savings Plan Seminars in Boston, Chicago and San Francisco

MSRB Notice 2003-41 (October 30, 2003)
Technical Revisions and Reorganization of Rule G-37 Qs & As

MSRB Notice 2003-40 (October 17, 2003)
Final Agenda for Forum on the 529 College Savings Plan Market, Washington, DC,
October 22, 2003

MSRB Notice 2003-39 (September 23, 2003)
Version 1.1 of the Specifications for the Real-time Transaction Reporting System

MSRB Notice 2003-38 (September 8, 2003)
Registration Form and Agendas are Available for 529 College Savings Plan Seminars in Washington, Boston, Chicago and San Francisco

MSRB Notice 2003-37 (August 28, 2003)
Withdrawal of Proposed Rule Change SR-MSRB-2002-14 Concerning Market Emergencies

MSRB Notice 2003-36 (August 21, 2003)
Questions And Answers Regarding Real-Time Transaction Reporting

MSRB Notice 2003-35 (August 20, 2003)
Amendments Filed Regarding the National Do-Not-Call Registry

MSRB Notice 2003-34 (August 18, 2003)
Amendment to Rule A-14, on Annual Fee, Approved

MSRB Notice 2003-33 (August 15, 2003)
MSRB to Host 529 College Savings Plan Seminars in Washington, Boston, Chicago and San Francisco

MSRB Notice 2003-32 (August 6, 2003)
Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

MSRB Notice 2003-31 (August 4, 2003)
Revised Form G-40 is Available

MSRB Notice 2003-30 (July 31, 2003)
Dealer Feedback System: T+2 Inter-dealer Transaction Report

MSRB Notice 2003-29 (July 25, 2003)
Reminder Notice Concerning Automated Comparison of Cash and Next-Day Trades: Rule G-12(f)

MSRB Notice 2003-28 (July 16, 2003)
Approval by SEC of Rule G-41, on Anti-Money Laundering Compliance

MSRB Notice 2003-27 (July 3, 2003)
Proposed Rule Change to Amend Rule A-14, on Annual Fees

MSRB Notice 2003-26 ( July 1, 2003)
Notice of Technical Amendments to Form G-40, on E-Mail Contacts

MSRB Notice 2003-25 (June 30, 2003)
Electronic G-37 Submission System (eG-37 System) Becomes Operational

MSRB Notice 2003-24 (June 13, 2003)
Specifications for Real-time Reporting of Municipal Securities Transactions.

MSRB Notice 2003-23 (June 13, 2003)
Request for Comment: Plan for Real-Time Price Reporting

MSRB Notice 2003-22 (June 9, 2003)
Reminder Regarding Testing Changes to Current Transaction Reporting System

MSRB Notice 2003-21 (May 27, 2003)
MSRB and TBMA to Hold Compliance Seminar

MSRB Notice 2003-20 (May 23, 2003)
Notice on Reporting and Comparison of Certain Transactions Effected by Investment Advisors: Rules G-12(f) and G-14

MSRB Notice 2003-19 (May 22, 2003)
Proposed Rule Change to Adopt New Rule G-41, on Anti-Money Laundering Compliance

MSRB Notice 2003-18 (May 21, 2003)
Approval of rule change SR-MSRB-2003-02 concerning the T+1 Daily Report

MSRB Notice 2003-17 (May 12, 2003)
SEC Approves Amendments to Rule G-37 Revising the Exemption Process and the Definition of Municipal Finance Professional

MSRB Notice 2003-16 (April 30, 2003)
SEC Approves Establishment of Optional System for Electronic Submission of Forms G-37/G-38 and G-37x

MSRB Notice 2003-15 (April 29, 2003)
Interpretive Notice on Marketing of 529 College Savings Plans in the Workplace Filed with SEC

MSRB Notice 2003-14 (April 17, 2003)
Proposed GASB Technical Bulletin

MSRB Notice 2003-13 (April 7, 2003)
The MSRB is publishing the "Operational Overview of the Real-time Transaction Reporting System for Municipal Securities."

MSRB Notice 2003-12 (April 7, 2003)
Proposed rule change SR-MSRB-2003-02 concerning the T+1 Daily Report.

MSRB Notice 2003-11 (March 26, 2003)
Amendment Filed to Rule G-37 Rule Change Pending at SEC

MSRB Notice 2003-10 (March 21, 2003)
The MSRB is proposing the establishment of a new optional system for electronic submission of Forms G-37/G-38 and G-37x

MSRB Notice 2003-9 (March 4, 2003)
SEC approves amendment to Rule G-28 on sales to employees of other dealers.

MSRB Notice 2003-8 (March 4, 2003)
Financial Statements--Fiscal Years Ended September 30, 2002 and 2001

MSRB Notice 2003-7 (March 3, 2003)
Reminder Regarding MSRB Rule G-14 Transaction Reporting Requirements.

MSRB Notice 2003-6 (February 28, 2003)
REMINDER: To supervise municipal fund securities activities, a municipal fund securities limited principal (Series 51) or municipal securities principal (Series 53) qualification is required by April 1, 2003.

MSRB Notice 2003-5 (February 26, 2003)
Real-Time Transaction Reporting: Joint Seminar Announcement and Registration Information.

MSRB Notice 2003-4 (February 7, 2003)
Statement of the MSRB on Market Emergency Filing.

MSRB Notice 2003-3 (February 3, 2003)
The MSRB has published a notice reviewing its operational plan for real-time reporting of transactions in municipal securities. The MSRB plans to begin testing its real-time reporting system with dealers late in 2003 and to make the system operational in mid-2004.

MSRB Notice 2003-2 (January 24, 2003)
Recommendations Requested for Board Nominations

MSRB Notice 2003-1 (January 9, 2003)
Reminder Notice about Municipal Fund Securities Limited Principals (Series 51) and E-Mail Contacts under Rule G-40.

©2008 Municipal Securities Rulemaking Board. All Rights Reserved. Terms and Conditions of Use.