Archive Notices 2004

MSRB Notice 2004-43 (December 16, 2004)
Request for Comments on Draft Amendment Relating to Performance Data in Advertisements of Municipal Fund Securities -- Comments Due By January 19, 2005

MSRB Notice 2004-42 (December 16, 2004)
Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

MSRB Notice 2004-41 (December 10, 2004)
Approval of Real-Time Transaction Price Service and Annual Subscription Fee

MSRB Notice 2004-40 (December 10, 2004)
Reminder Notice on "List Offering Price" and Three-Hour Exception for Real-Time Transaction Reporting: Rule G-14

MSRB Notice 2004-39 (November 23, 2004)
SEC Approves New Historical Data Product

MSRB Notice 2004-38 (November 22, 2004)
Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

MSRB Notice 2004-37 (November 17, 2004)
Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities 

MSRB Notice 2004-36 (November 17, 2004)
Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

MSRB Notice 2004-35 (October 26, 2004)
Proposal to Create the Real-Time Transaction Price Service and Establish an Annual Subscription Fee

MSRB Notice 2004-34 (October 25, 2004)
Amendments Approved to Remove Exemptions from Regulatory Element of Continuing Education Program

MSRB Notice 2004-33 (October 12, 2004)
Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

MSRB Notice 2004-32 (September 29, 2004)
Request for Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business (comments due by December 15, 2004)

MSRB Notice 2004-31( September 28, 2004)
Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

MSRB Notice 2004-30 ( September 15, 2004)
Notice of Proposed Rule Change to Offer New Historical Data Product

MSRB Notice 2004-29 (September 2, 2004)
The Securities and Exchange Commission has approved the implementation of real-time transaction reporting and price dissemination

MSRB Notice 2004-28 (August 26, 2004)
MSRB and TBMA October 19, 2004 Compliance Seminar

MSRB Notice 2004-27 (August 5, 2004)
Amendments Filed to Remove Exemptions from Regulatory Element of Continuing Education Program

MSRB Notice 2004-26 (August 3, 2004)
Notice of Technical Amendments to Rule G-3, on Professional Qualifications

MSRB Notice 2004-25 (August 2, 2004)
The MSRB has withdrawn its filing on marketing of 529 college savings plans in the workplace

MSRB Notice 2004-24 ( July 28, 2004)
Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

MSRB Notice 2004-23 ( July 28, 2004)
XML interface to MSRB's e-OS System Under Rule G-36 Becomes Operational

MSRB Notice 2004-22 ( June 25, 2004)
The MSRB has published file specifications for new XML interface to e-OS System under Rule G-36

MSRB Notice 2004-21 (June 24, 2004)
The MSRB is publishing a description of Form RTRS. This is a new interactive form which dealers will use to inform the MSRB of their testing contact and transaction reporting method. Form RTRS will be put on-line on July 1, 2004. Every dealer registered with the MSRB must complete Form RTRS.

MSRB Notice 2004-20 (June 24, 2004)
The MSRB is publishing the test plan for dealer certification for real-time transaction reporting. Every dealer that effects transactions subject to Rule G-14 must become certified for real-time reporting before 2005.

MSRB Notice 2004-19 (June 18, 2004)
The MSRB has published a notice giving guidance to dealers on the reporting of transactions associated with repurchase agreements

MSRB Notice 2004-18 (June 18, 2004)
Notice Requesting Comment on Draft Amendments to Rule G-34 to Facilitate Real-Time Transaction Reporting and Explaining Time of Trade for Reporting New Issue Trades

MSRB Notice 2004-17 (June 15, 2004)
Request for Comments on Draft Amendments to Rules G-20 and G-8 Relating to Gifts, Gratuities and Non-Cash Compensation in Municipal Debt Offerings and Sales of Municipal Fund Securities. Comments Due July 30, 2004.

MSRB Notice 2004-16 (June 10, 2004)
Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares. Comments Due September 15, 2004.

MSRB Notice 2004-15 (June 4, 2004)
Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

MSRB Notice 2004-14 (June 4, 2004)
Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

MSRB Notice 2004-13 (June 1, 2004)
Proposed rule change filed to require real-time reporting and comparison under Rules G-14 and G-12(f), and to implement the Real-Time Transaction Reporting System.

MSRB Notice 2004-12 (May 12, 2004)
Request for Comments on Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32 and Rule G-36. Comments Due by June 25, 2004.

MSRB Notice 2004-11 (April 5, 2004)
Request for Comments on Draft Amendment to Rule G-38 Relating to Solicitation of Municipal Securities Business. Comments Due by June 4, 2004

MSRB Notice 2004-10 (March 22, 2004)
MSRB and TBMA to Hold Compliance Seminar on May 18, 2004 in Chicago, IL

MSRB Notice 2004-9 (March 3, 2004)
Notice on deliveries of step out transactions through the automated comparison system.

MSRB Notice 2004-8 (February 25, 2004)
Additional Questions and Answers: Rules G-37 and G-38

MSRB Notice 2004-7 (February 13, 2004)
Financial Statements--Fiscal Years Ended September 30, 2003 and 2002

MSRB Notice 2004-6 (February 10, 2004)
Reminder Regarding Accuracy of Information Submitted to the Transaction Reporting System: Rule G-14

MSRB Notice 2004-5 (February 2, 2004)
Amendments Approved Regarding the National Do-Not-Call Registry

MSRB Notice 2004-4 (January 29, 2004)
Glossary of Municipal Securities Terms, Second Edition, is published

MSRB Notice 2004-3 (January 26, 2004)
Review of Dealer Pricing Responsibilities

MSRB Notice 2004-2 (January 23, 2004)
Revised specifications for real-time transaction reporting

MSRB Notice 2004-1 (January 15, 2004)
Recommendations Requested for Board Nominations

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