Archive Notices 2005

MSRB Notice 2005-62 (December 22, 2005)
SEC approves rule change to MSRB Rule G-14 Reports of Sales or Purchases to extend the expiration of the three-hour exception

MSRB Notice 2005-61 (December 16, 2005)
Amendments to Rules A-3(f) and A-6(c) on Board Member Compensation

MSRB Notice 2005-60 (December 13, 2005)
Notice of Filing of Proposed Rule Change Relating to RTRS Procedures Under Rule G-14 Reports of Sales or Purchases

MSRB Notice 2005-59 (December 7, 2005)
MSRB Files Amendment with SEC Relating to Previously Filed Interpretive Notice on the Definition of Solicitation Under Rules G-37 and G-38

MSRB Notice 2005-58 (November 30, 2005)
REMINDER:  New Requirements Relating to Performance Data in Advertisements of 529 College Savings Plans and Other Municipal Fund Securities Become Effective on December 1, 2005

MSRB Notice 2005-57 (November 18, 2005)
Request for Comments on the Underwriting Activities of Financial Advisors: Rule G-23

MSRB Notice 2005-56 (November 15, 2005)
RTRS Performance Reports Available On RTRS Web

MSRB Notice 2005-55 (October 17, 2005)
Procedure for Documenting RTRS and Dealer System Outages

MSRB Notice 2005-54 (October 13, 2005)
Revised Series 9/10 Examination

MSRB Notice 2005-53 (October 11, 2005)
REMINDER:  New Forms G-37 and G-38t to Be Used in Connection With Submissions Under Rules G-37 and G-38 for Calendar Quarter Ended September 30, 2005

MSRB Notice 2005-52 (October 5, 2005)
SEC Approves Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Books and Records

MSRB Notice 2005-51 (October 3, 2005)
Reminder: All Dealers Must Review Their Form G-40 Information, on E-Mail Contacts, by October 26, 2005

MSRB Notice 2005-50 (September 26, 2005)
SEC Approves Amendments to Rule G-37(c), Concerning Solicitation and Coordination of Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

MSRB Notice 2005-49 (September 12, 2005)
Technical Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission

MSRB Notice 2005-48 (September 1, 2005)
New Advertising Requirements for Municipal Fund Securities Have Become Effective

MSRB Notice 2005-47 (August 30, 2005)
SEC Approves Amendments Relating to Official Statement Delivery Requirements Under Rules
G-32, G-36 and G-11

MSRB Notice 2005-46 (August 29, 2005)
New Rule G-38, on Solicitation of Municipal Securities Business, and New Forms G-37, G-37x and G-38t Have Become Effective

MSRB Notice 2005-45 (August 23, 2005)
SEC Approves Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

MSRB Notice 2005-44 (August 18, 2005)
SEC Approves Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

MSRB Notice 2005-43 (August 17, 2005)
Rule G-14 Real-Time Transaction Reporting Update

MSRB Notice 2005-42 (August 11, 2005)
MSRB and TBMA to Hold Compliance Seminar on October 18, 2005

MSRB Notice 2005-41 (August 9, 2005)
MSRB Files Amendment to Pending Rule G-38 Proposal Relating to Solicitation of Municipal Securities Business

MSRB Notice 2005-40 (August 8, 2005)
SEC Approves Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40

MSRB Notice 2005-39 (July 21, 2005)
Board Elects Officers

MSRB Notice 2005-38 (July 18, 2005)
RTRS Update and Review of Enhancements to RTRS Web– Educational Conference Calls

MSRB Notice 2005-37 (June 23, 2005)
Proposed Amendments Filed Relating to Official Statement Delivery Requirements Under Rules G-32, G-36 and G-11

MSRB Notice 2005-36 (June 21, 2005)
MSRB Files an Amendment to Rule G-37(c), Concerning Solicitation and Coordination of Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

MSRB Notice 2005-35 (June 13, 2005)
RTRS Web Enhancements and New Reports Implemented June 14, 2005

MSRB Notice 2005-34 (June 8, 2005)
MSRB Files Interpretive Notice on the Definition of Solicitation Under Rules G-37 and G-38
with the SEC

MSRB Notice 2005-33 (June 2, 2005)
Technical Amendment Filed to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

MSRB Notice 2005-32 (June 2, 2005)
Notice of Filing of Further Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

MSRB Notice 2005-31 (May 27, 2005)
SEC Approves Amendments to Rule G-21 Relating to Advertisements of Municipal Fund Securities

MSRB Notice 2005-30 (May 26, 2005)
Notice of Filing of Proposed Amendments to Rule G-40, on Electronic Mail Contacts, and
Form G-40

MSRB Notice 2005-29 (May 23, 2005)
Financial Statements—Fiscal Years Ended September 30, 2004 and 2003

MSRB Notice 2005-28 (May 19, 2005)
Request for Comments on Draft Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans – comments due by July 29, 2005

MSRB Notice 2005-27 (May 18, 2005)
RTRS Update And Review of Upcoming Enhancements Seminar

MSRB Notice 2005-26 (May 17, 2005)
MSRB To Discontinue “Batch” Customer Transaction Reporting On June 1, 2005

MSRB Notice 2005-25 (May 3, 2005)
Delivery of Customer Agreements Containing Predispute Arbitration Clauses

MSRB Notice 2005-24 (April 26, 2005)
Amendment to File No. SR-MSRB-2005-03 Regarding Amendments to Rule G-41, on Anti-Money Laundering Compliance

MSRB Notice 2005-23 (April 22, 2005)
Reminder of Amendments to Remove Exemptions from Regulatory Element of Continuing Education Program

MSRB Notice 2005-22 (April 1, 2005)
Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

MSRB Notice 2005-21 (April 1, 2005)
Amendment No. 1 Filed to Proposal Regarding Predispute Arbitration Agreements

MSRB Notice 2005-20 (March 23, 2005)
Amendment Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39

MSRB Notice 2005-19 (March 22, 2005)
Real-Time Compliance Data Reports are Available

MSRB Notice 2005-18 (March 21, 2005)
Notice of Filing of Amendment to Rule G-8 to Add Requirements for Predispute Arbitration Agreements with Customers

MSRB Notice 2005-17 (March 17, 2005)
MSRB Files Proposed Amendments to Rule G-38 with SEC

MSRB Notice 2005-16 (March 15, 2005)
Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business to Be Filed with the Securities and Exchange Commission

MSRB Notice 2005-15 (March 8, 2005)
MSRB Files Comment Letter on SEC Concept Release

MSRB Notice 2005-14 (March 4, 2005)
Amendment to Rule G-41, on Anti-Money Laundering Compliance

MSRB Notice 2005-13 (March 2, 2005)
Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

MSRB Notice 2005-12 (February 28, 2005)
RTRS Web Educational Conference Calls

MSRB Notice 2005-11 (February 15, 2005)
Rule G-37: Request For Comments on Draft Amendments to Rule G-37(c), Relating to Prohibiting Solicitation and Coordination of Payments to Political Parties, and Draft Question and Answer Guidance Concerning Indirect Rule Violations

MSRB Notice 2005-10 (February 2, 2005)
MSRB and TBMA to Hold Compliance Seminar on May 25, 2005 in Chicago, IL

MSRB Notice 2005-09 (January 31, 2005)
A First for Investors: Real-Time Muni Bond Prices

MSRB Notice 2005-08 (January 26, 2005)
Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

MSRB Notice 2005-07 (January 25, 2005)
Recommendations Requested for Board Nominations

MSRB Notice 2005-06 (January 21, 2005)
Request for Comments on Revised Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11

MSRB Notice 2005-05 (January 13, 2005)
Amendments Filed to Rules G-20, on Gifts and Gratuities, and G-8, on Recordkeeping

MSRB Notice 2005-04 (January 12, 2005)
RTRS Error Feedback

MSRB Notice 2005-03 (January 12, 2005)
Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting

MSRB Notice 2005-02 (January 10, 2005)
Real-Time Transaction Reporting: Rule G-14

MSRB Notice 2005-01 (January 5, 2005)
Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts—Disclosure of Original Issue Discount Bonds

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