Form G-36 Submissions

 

Rule G-36 requires an underwriter of new issue municipal securities to submit copies of the official statement for the issue to the MSRB. If the issue advance refunds an outstanding issue, the rule also requires the underwriter to submit copies of the advance refunding document (i.e., escrow deposit agreement) to the MSRB.

 

Login to e-OS System – Electronic OS/ARD Submission System

Login to submit official statements, advance refunding documents and Forms G-36(OS) and G-36(ARD).

Information on XML Interface to e-OS System

Instructions and specifications for uploading XML files of completed Forms G-36(OS) and G-36(ARD)

Register to Use e-OS System

Download the Electronic OS/ARD Submission System registration form.

Form G-36 Manual

Instructions for completing Forms G-36(OS) and G-36(ARD).

Form G-36(OS) for Paper Submissions

Download Form G-36(OS) to make paper submissions of official statements.

Form G-36(ARD) for Paper Submissions

Download Form G-36(ARD) to make paper submissions of advance refunding documents.

Text of Rule G-36

View complete rule language.

To view and print the e-OS System Registration Formand Forms G-36(OS) and G-36(ARD), you must use Adobe® Acrobat® Reader. If you do not have this program, you may obtain it from Adobe’s website at www.adobe.com. 

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