INTERPRETIVE LETTERS

Interpretive Letters to the Administrative Rules

A-12 Initial fee

A-13 Underwriting and transaction assessments for brokers, dealers and municipal securities dealers

A-14 Annual fee

Interpretive Letters to the General Rules

G-1 Separately identifiable department or division of a bank

G-2 Standards of professional qualification

G-3 Classification of principals and representatives; numerical requirements; testing; continuing education requirements

G-8 Books and records to be made by brokers, dealers and municipal securities dealers

G-9 Preservation of records

G-11 New issue syndicate practices

G-12 Uniform practice

G-15 Confirmation, clearance and settlement of transactions with customers

G-16 Periodic compliance examination

G-17 Conduct of municipal securities activities

G-19 Suitability of recommendations and transactions; discretionary accounts

G-20 Gifts, gratuities and non-cash compensation

G-21 Advertising

G-22 Control relationships

G-23 Activities of financial advisors

G-25 Improper use of assets

G-27 Supervision

G-28 Transactions with employees and partners of other municipal securities professionals

G-30 Prices and commissions

G-32 Disclosures in connection with primary offerings

G-33 Calculations

G-34 CUSIP numbers, new issue, and market information requirements

G-36 **Reserved**
        [view Interpretive Letters on Former Rule G-36]

G-37 Political contributions and prohibitions on municipal securities business

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