MSRB MUNICIPAL FUND SECURITIES

Municipal Fund Securities

529 College Savings Plans
Local Government Investment Pools

 

Latest News
Go

Preliminary Agenda and Registration Form for MSRB 529 Compliance Seminars – May 12, 2008 (Chicago) & May 16, 2008 (Washington, DC)

  
Go

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities Have Become Effective

  
Go

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

  

Introduction

The activities of brokers, dealers and municipal securities dealers (collectively referred to as "broker-dealers") relating to municipal fund securities are subject to MSRB rules. These rules are designed to protect investors and the public interest and to ensure a fair and efficient marketplace. This section of the MSRB web site provides basic information for investors, broker-dealers and other parties interested in the municipal fund securities market.


Click on the appropriate links below to find more information.

Product Information

Learn about the features of 529 college savings plans, local government investment pools and municipal fund securities generally.

Qualification Requirements for Broker-Dealers and Associated Persons

Learn about firm registration and professional qualification requirements.

Securities Regulation

Learn about MSRB rules and other securities laws that apply to municipal fund securities.

Information for Investors

Learn about how MSRB rules provide you--the investor-- with important protections and about what steps you should take when investing.

Links to Other Resources

 

 

©2008 Municipal Securities Rulemaking Board. All Rights Reserved. Terms and Conditions of Use.