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MSRB Glossary of Terms
Municipal Fund Securities
529 College Savings Plans
Local Government Investment Pools
Securities Regulation
MSRB NOTICES RELATING TO MUNICIPAL FUND SECURITIES:
2008 NOTICES
MSRB Notice 2008-35 (August 18, 2008)
Revised Series 51 Study Outline and Selection Specifications Filed with SEC
MSRB Notice 2008-07 (February 8, 2008)
Preliminary Agenda
and Registration Form for
MSRB 529 Compliance
Seminars
MSRB Notice 2008-06 (February 7, 2008)
Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008
2007 NOTICES
MSRB Notice 2007-37 (November 28, 2007)
Announcing MSRB 529 Compliance Seminars
MSRB Notice 2007-32 (November 8, 2007)
MSRB Publishes Guidance on Implementation of New Supervisory Requirements Under Rule G-27 and Files Related Technical Amendments, Effective February 29, 2008
This Notice was updated on November 26, 2007.
MSRB Notice 2007-27 (September 14, 2007)
Implementation of Amendments to Rule G-27, on Supervision, Delayed Until February 29, 2008
MSRB Notice 2007-23 (July 16, 2007)
REMINDER: Disclosure Requirements Relating to
Maximum Sales Load and Total Operating Expense Ratio
in Performance Advertisements of Municipal Fund Securities
Have Become Effective
MSRB Notice 2007-18 (June 5, 2007)
MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC
MSRB Notice 2007-15 (May 14, 2007)
529 College Savings Plans – Pending Advertisement Rule Filing and Improved Access to Plan Disclosure Materials
MSRB Notice 2007-08 (February 12, 2007)
MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities
2006 NOTICES
MSRB Notice 2006-32 (November 21, 2006)
MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities
MSRB Notice 2006-26 (August 11, 2006)
Request for Comments on Draft Amendments Relating to Rule G-21, on Advertising
MSRB Notice 2006-23 (August 7, 2006)
Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans Becomes Effective Today
MSRB Notice 2006-16 (June 15, 2006)
SEC Approves Interpretive Notice on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans
MSRB Notice 2006-13 (May 15, 2006)
MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements
MSRB Notice 2006-07 (March 31, 2006)
MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC
MSRB Notice 2006-03 (February 22, 2006)
The MSRB and NASD have issued a joint statement on the harmonization of 529 plan and mutual fund sales practice rules
2005 NOTICES
MSRB Notice 2005-58 (November 30, 2005)
REMINDER: New Requirements Relating to Performance Data in Advertisements of 529 College Savings Plans and Other Municipal Fund Securities Become Effective on December 1, 2005
MSRB Notice 2005-52 (October 5, 2005)
SEC Approves Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Books and Records
MSRB Notice 2005-48 (September 1, 2005)
New Advertising Requirements for Municipal Fund Securities Have Become Effective
MSRB Notice 2005-45 (August 23, 2005)
SEC Approves Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities
MSRB Notice 2005-40 (August 8, 2005)
SEC Approves Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40
MSRB Notice 2005-32 (June 2, 2005)
Notice of Filing of Further Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities
MSRB Notice 2005-31 (May 27, 2005)
SEC Approves Amendments to Rule G-21 Relating to Advertisements of Municipal Fund Securities
MSRB Notice 2005-30 (May 26, 2005)
Notice of Filing of Proposed Amendments to Rule G-40, on Electronic Mail Contacts, and
Form G-40
MSRB Notice 2005-28 (May 19, 2005)
Request for Comments on Draft Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans – comments due by July 29, 2005
MSRB Notice 2005-06 (January 21, 2005)
Request for Comments on Revised Draft Amendments Relating to Official Statement Delivery Requirements Under Rule G-32, Rule G-36 and Rule G-11
MSRB Notice 2005-05 (January 13, 2005)
Amendments Filed to Rules G-20, on Gifts and Gratuities, and G-8, on Recordkeeping
2004 NOTICES
MSRB Notice 2004-43 (December 16, 2004)
Request for Comments on Draft Amendment Relating to Performance Data in Advertisements of Municipal Fund Securities -- Comments Due By January 19, 2005
MSRB Notice 2004-42 (December 16, 2004)
Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities
MSRB Notice 2004-25 (August 2, 2004)
The MSRB has withdrawn its filing on marketing of 529 college savings plans in the workplace
MSRB Notice 2004-17 (June 15, 2004)
Request for Comments on Draft Amendments to Rules G-20 and G-8 Relating to Gifts, Gratuities and Non-Cash Compensation in Municipal Debt Offerings and Sales of Municipal Fund Securities. Comments Due July 30, 2004.
MSRB Notice 2004-16 (June 10, 2004)
Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares. Comments Due September 15, 2004.
2003 NOTICES
MSRB Notice 2003-31 (August 4, 2003)
Revised Form G-40 is Available
MSRB Notice 2003-26 ( July 1, 2003)
Notice of Technical Amendments to Form G-40, on E-Mail Contacts
MSRB Notice 2003-15 (April 29,
2003)
Interpretive Notice on Marketing of
529 College Savings Plans in the Workplace Filed with SEC
MSRB Notice 2003-9 (March 4, 2003)
SEC approves amendment to Rule G-28 on
sales to employees of other dealers.
MSRB Notice 2003-6 (February 28, 2003)
REMINDER: To supervise municipal fund securities
activities, a municipal fund securities limited principal (Series 51) or municipal
securities principal (Series 53) qualification is required by April 1, 2003.
2002 NOTICES
MSRB Introduces Web Site on Municipal Fund Securities (December 17, 2002)
Notice of Amendment to Rule G-40 and Form G-40, on E-Mail Contacts (August 7, 2002)
Application of Fair Practice and Advertising Rules to Municipal Fund Securities (May 14, 2002)
Draft Amendments to Rule G-37 on Political Contributions (April 2, 2002)
2001 NOTICES
Further Amendment Filed on Qualification of Municipal Securities Principals (July 11, 2001)
2000 NOTICES
Amendment to Proposed Rule Changes Relating to Municipal Fund Securities (July 14, 2000)
Proposed Rule Changes Relating to Municipal Fund Securities (April 5, 2000)
1999 NOTICES
Municipal Fund Securities – Request for Comment on Revised Draft Rule Changes (August 27, 1999)
Municipal Fund Securities: Introduction, Product Information, Qualification Requirements, Securities Regulation, Information for Investors, Links to Other Resources
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