Political Contributions Information

Rule G-37 requires each dealer to submit to the MSRB on Form G-37 information on its municipal securities business, as well as contributions to issuer officials and payments to state or local political parties made by the dealer, its municipal finance professionals (MFPs) and non-MFP executive officers, and political action committees controlled by the dealer or its MFPs. Revised Rule G-38 requires dealers making transitional payments for past services provided by consultants under former Rule G-38 to include on Form G-38t information concerning such consultants, including compensation arrangements, municipal securities business obtained, payment amounts pending, and reportable political contributions and political party payments. Under certain circumstances, dealers may become exempted from most of the requirements of Rule G-37 by submitting Form G-37x to the MSRB. FORM G-37/G-38 IS NO LONGER ACCEPTED.

	Submitted Forms G-37, G-37x and G-38t (including former Form G-37/G-38)
View forms submitted by dealers to the MSRB.

	Login to Electronic G-37 System
Login to submit electronically Forms G-37 and G-37x to the MSRB. Form G-38t may only be submitted by paper.

	Register to Use Electronic G-37 System
Registration form.

	Instructions for Forms G-37, G-37x and G-38t
Instructions for completing and filing Forms G-37, G-37x and G-38t. [html version]

	Form G-37
Download Form G-37 to make paper submissions.

	Form G-37x
Download Form G-37x to make paper submissions.

	Form G-38t
Download Form G-38t. Form G-38t may only be submitted by paper.

	Rule G-37
View complete rule language.

	Rule G-37 Questions and Answers
View Qs and As.

	Rule G-37 Intrepretative Notices
View interpretive notices.

	Rule G-37 Interpretive Letters
View interpretive letters.

	Rule G-38
View complete rule language.

	Links to Other Federally Filed Information on Political Contributions
Online resources for further information regarding political contributions.

To view and print the Forms G-37, G-37x and G-38t, you must use Adobe® Acrobat® Reader. If you do not have this program, you may obtain it from Adobe’s website at www.adobe.com.