| MSRB
Number |
Company
Name |
|
A7064
|
1st Crescent Wealth Management, LLC
|
|
A4779
|
1st Discount Brokerage, Inc.
|
|
A4432
|
1st Global Capital Corp
|
|
A6607
|
1st Worldwide Financial Partners, LLC
|
|
A5518
|
A & F Financial Securities Inc
|
|
A4892
|
A. BRIDGE - Realvest Securities Corp.
|
|
A6373
|
A.P. Securities, Inc.
|
|
A6046
|
Aaron Capital, Inc.
|
|
A4327
|
Abacus International Capital
|
|
A4454
|
Abacus Investments, Inc.
|
|
A3048
|
Abel/Noser Corp.
|
|
A0005
|
Abner, Herrman & Brock, LLC
|
|
A6717
|
Abramson Financial, LLC
|
|
A6788
|
Abshier Webb Donnelly & Baker, Inc.
|
|
A6224
|
ACA/Prudent Investors Planning Corporation
|
|
A4335
|
Access Financial Group, Inc.
|
|
A6746
|
ACP Securities, LLC
|
|
A7076
|
Actinver Securities, Inc.
|
|
A5605
|
Adirondack Trading Group LLC
|
|
A6131
|
Advance Capital Services, Inc.
|
|
A6783
|
Advanced Advisor Group,LLC
|
|
A5624
|
Advanced Equities, Inc.
|
|
A6855
|
Advantage Securities LLC
|
|
A5434
|
Advisors Asset Management, Inc.
|
|
A6867
|
Advisors Clearing Network, Inc.
|
|
A6448
|
Advisors Unlimited
|
|
A5235
|
Advisory Group Equity Svcs Ltd
|
|
A3490
|
Aegis Capital Corp.
|
|
A2999
|
Aegis Investments, Inc.
|
|
A6441
|
AFA Financial Group, LLC
|
|
A6044
|
Affinity Investment Services
|
|
A4951
|
AG BD LLC
|
|
A7017
|
Agency Trading Group, Inc.
|
|
A4592
|
Agincourt, Ltd. c/o IFA Ltd.
|
|
A5889
|
AJ Pace & Co., Inc.
|
|
A7015
|
AK Capital LLC
|
|
A3993
|
Akin Bay Company
|
|
A3686
|
Alamo Capital
|
|
A0538
|
Albert Fried & Co.
|
|
A4524
|
Alerus Securities
|
|
A5312
|
Aletheia Securities, Inc.
|
|
A6968
|
Alexander Capital, L.P.
|
|
A6379
|
Alexander Investment Services Co.
|
|
A0021
|
All Funds, Inc.
|
|
A0022
|
Allegheny Investments, Ltd.
|
|
A5754
|
Allegiance Capital, LLC
|
|
A6654
|
Allegiant Securities, LLC
|
|
A0024
|
Allen & Company LLC
|
|
A0025
|
Allen & Company of Florida,Inc
|
|
A6805
|
Allen, Mooney & Barnes Brokerage Srvs, LLC
|
|
A3906
|
Alliance Financial Group, Inc.
|
|
A5694
|
AllianceBernstein Investments, Inc.
|
|
A0166
|
Alliant Securities Inc.
|
|
A5968
|
Allianz Global Investors Distributors LLC
|
|
A3439
|
Allied Asset Management, Inc.
|
|
A0029
|
Allison-Williams Company
|
|
A5706
|
Allstate Financial Svcs., LLC
|
|
A6857
|
Alluvion Securities, LLC
|
|
A6705
|
Alta Vista Financial, Inc.
|
|
A6772
|
Alternative Wealth Strategies Inc.
|
|
A4840
|
Alton Securities Group
|
|
A2135
|
Altura, Nelson & Co., Inc.
|
|
A6833
|
Ambassador Financial Group, Inc.
|
|
A5978
|
Amcore Investment Services, Inc.
|
|
A6174
|
Amegy Investments, Inc
|
|
A2880
|
America Invest Online, Inc.
|
|
A7085
|
America's Choice Equities, LLC
|
|
A7088
|
AmericaFirst Capital Management, LLC
|
|
A7091
|
American Beacon Partners, Inc.
|
|
A6006
|
American Capital Partners, LLC
|
|
A5228
|
American Century Brokerage
|
|
A6158
|
American Century Investment Services, Inc.
|
|
A6810
|
American Classic Financial Company
|
|
A6487
|
American Classic Securities, Inc.
|
|
A5618
|
American Diversified Fin'l Grp
|
|
A3666
|
American Enterprise Invest.Ser
|
|
A6965
|
American Equity Capital, Inc.
|
|
A7079
|
American Equity Investment Corporation
|
|
A6233
|
American Financial Associates, Inc.
|
|
A6327
|
American Financial Securities, Inc.
|
|
A5979
|
American Fund Distributors, Inc.
|
|
A4167
|
American Heritage Secs., Inc.
|
|
A6672
|
American Independent Securities Grp,LLC
|
|
A0036
|
American Investors Company
|
|
A2726
|
American Investors Group, Inc.
|
|
A0039
|
American Municipal Securities Inc.
|
|
A1817
|
American Network Securities
|
|
A4944
|
American Portfolios Financial Services, Inc.
|
|
A0041
|
American Research & Management
|
|
A6442
|
American Securities Group, Inc.
|
|
A6446
|
American Trust Investment Services
|
|
A3901
|
American Wealth Management Inc
|
|
A2663
|
Ameriprise Financial Services, Inc.
|
|
A2110
|
Ameritas Investment Corp.
|
|
A4349
|
Amerivet Securities, Inc.
|
|
A4215
|
Amherst Securities Group, L.P.
|
|
A1911
|
AmTrust Investment Services, Inc.
|
|
A6911
|
AmVest Securities, Inc.
|
|
A6167
|
ANB Financial Group, LLC
|
|
A6521
|
Anchor Bay Securities, LLC
|
|
A2238
|
Ancora Securities, Inc.
|
|
A6974
|
Anderen Capital
|
|
A0049
|
Anderson & Strudwick, Inc.
|
|
A6670
|
Andes Capital Group, LLC
|
|
A4131
|
Andrew Garrett Inc.
|
|
A6646
|
Anovest Financial Services, Inc.
|
|
A6138
|
Aon Benfield Securities, Inc.
|
|
A6577
|
AOS, Inc.
|
|
A5171
|
APB Financial Group, LLC
|
|
A6872
|
Apple Tree Investments, Inc.
|
|
A1569
|
APS Financial Corporation
|
|
A1264
|
AR Schmeidler & Co., Inc.
|
|
A7075
|
Arbor Research & Trading, Inc.
|
|
A6182
|
Ardour Capital Investments, LLC
|
|
A6910
|
Arete Wealth Management, LLC
|
|
A6853
|
Arjent Services
|
|
A5294
|
Arlington Securities Inc.
|
|
A2810
|
ArMA Financial Services Inc.
|
|
A6770
|
Arque Capital, Ltd.
|
|
A0758
|
Arthur W Wood Company
|
|
A5030
|
Arvest Asset Management
|
|
A7012
|
ASD Financial Services Corp.
|
|
A4307
|
Asia Pacific Financial Management Group, Inc.
|
|
A2033
|
Askar Corp.
|
|
A4447
|
Assist Investment Management
|
|
A4282
|
Associated Bond Brokers, Inc.
|
|
A0277
|
Associated Investment Services
|
|
A1657
|
Associated Securities Corp.
|
|
A6984
|
ATIS, Inc.
|
|
A6411
|
Atlas One Financial Group LLC
|
|
A4882
|
Aufhauser Securities, Inc.
|
|
A5380
|
Aurora Capital LLC
|
|
A0069
|
Ausdal Financial Partners, Inc.
|
|
A6165
|
Auto Club Funds, Inc.
|
|
A6215
|
Avalon Investment & Securities Group, Inc.
|
|
A7081
|
Avalon Partners, Inc.
|
|
A6808
|
Aventura Securities, LLC
|
|
A6362
|
Avisen Securities, Inc.
|
|
A6194
|
AVM, L.P.
|
|
A6722
|
Avondale Partners, LLC
|
|
A2690
|
AXA Advisors LLC.
|
|
A3696
|
Axiom Capital Management, Inc.
|
|
A5198
|
Ayre Investments, Inc.
|
|
A7068
|
B&B Securities, Inc.
|
|
A5498
|
B. B. Graham & Co., Inc.
|
|
A0072
|
Bacher & Co.
|
|
A6298
|
Backstrom McCarley Berry & Co., LLC
|
|
A0080
|
Baird, Patrick & Co., Inc.
|
|
A0082
|
Baker & Co., Incorporated
|
|
A6069
|
Baker Tilly Capital, LLC
|
|
A4301
|
Ballew Investments, Inc.
|
|
A5784
|
Banc Investment Group, LLC
|
|
A3660
|
Banc of America Securities LLC
|
|
A6689
|
BancorpSouth Investment Services, Inc.
|
|
A5394
|
BancWest Investment Svcs. Inc.
|
|
B0019
|
Bank of America, NA
|
|
B0027
|
Bank of Oklahoma, N.A.
|
|
B0467
|
Bank of the West
|
|
A0089
|
Bankers & Investors Co.
|
|
B0368
|
Bankers' Bank Investment Dept.
|
|
A3988
|
Bankoh Investment Services, Inc.
|
|
A6604
|
Banorte Securities International Ltd.
|
|
A6566
|
Barclays Capital Inc.
|
|
A0097
|
Barrett & Company
|
|
A4814
|
Barriger & Barriger
|
|
A6395
|
Barrington Research Associates, Inc.
|
|
A5514
|
Basis Financial, LLC
|
|
A6121
|
Bates Securities, Inc.
|
|
A6029
|
Bathgate Capital Partners LLC
|
|
A7065
|
Bay Colony Securities Co., Inc.
|
|
A6589
|
Bay Mutual Financial, LLC
|
|
A4350
|
BB & T Investment Services,Inc
|
|
A4907
|
BBVA Compass Investment Solutions, Inc.
|
|
A7035
|
BBVA Securities Inc.
|
|
A4850
|
BBVA Securities of Puerto Rico, Inc.
|
|
B0469
|
BBVAPR Division de Valores Municipales
|
|
A0775
|
BC Ziegler and Company
|
|
A0085
|
BCG Securities, Inc.
|
|
A1809
|
Beaconsfield Financial Services, Inc.
|
|
A6759
|
Bear Creek Securities, LLC
|
|
A5863
|
Beard Financial Services, Inc
|
|
A4845
|
Bedminster Financial Group,
|
|
A1572
|
BedRok Securities LLC
|
|
A3445
|
Beech Hill Securities
|
|
A4477
|
Beekman Securities, Inc.
|
|
A6669
|
Bel Air Securities LLC
|
|
A0117
|
Bellamah, Neuhauser & Barrett,
|
|
A6865
|
Bellatore Securities, Inc.
|
|
A3977
|
Belle Haven Investments, LP
|
|
A6574
|
Benchmark Investments, Inc.
|
|
B0472
|
Beneficial Bank Municipal Securities Department
|
|
A6825
|
Beneficial Investment Services, Inc.
|
|
A6963
|
Benjamin F. Edwards & Company
|
|
A0118
|
Benjamin Securities, Inc.
|
|
A0121
|
Berghoff & Co., Inc.
|
|
A0647
|
Bernard Herold & Co., Inc.
|
|
A2043
|
Bernardi Securities, Inc.
|
|
A3025
|
Bernardo First Securities Corp
|
|
A4714
|
Berry-Shino Securities, Inc.
|
|
A1765
|
Berthel Fisher & Co.Fin.Serv.
|
|
A6353
|
Berwyn Financial Services Corp.
|
|
A4867
|
BestVest Investments, Ltd.
|
|
A6568
|
Beta Capital Management, L.P.
|
|
A1784
|
Bettinger & Leech Financial Co
|
|
A6253
|
BFT Financial Group, LLC
|
|
A7021
|
BGC Financial, LP
|
|
A6680
|
BHK Securities, LLC
|
|
A4991
|
Bill Few Securities, Inc.
|
|
A6520
|
Biondo Asset Management LLC
|
|
A2248
|
Birkelbach Investment Sec.
|
|
A0133
|
Bishop, Rosen & Co., Inc.
|
|
A6904
|
BlackRock Fund Distribution Company
|
|
A7038
|
BlackRock Investments, LLC
|
|
A3616
|
Blakeslee & Blakeslee Inc.
|
|
A6906
|
Blaylock Robert Van, LLC
|
|
A4229
|
Bley Investment Group, Inc.
|
|
A2271
|
Blount, Parrish &Company, Inc.
|
|
A4738
|
Blue Capital Securities, Inc.
|
|
A6518
|
Blue Creek Securities, LLC
|
|
A5336
|
Bluechip Securities, Inc.
|
|
A6551
|
Bluffview Securities, LP
|
|
A0593
|
BMO Capital Markets GKST Inc.
|
|
A6172
|
BNP Paribas Securities Corp
|
|
A5255
|
BNY ConvergEx Execution Solutions LLC
|
|
A4685
|
BNY Mellon Capital Markets, LLC
|
|
A0155
|
Bodell Overcash Anderson & Co.
|
|
A0156
|
Boenning & Scattergood, Inc.
|
|
A7013
|
Bolton Securities
|
|
A5773
|
BondDesk Trading, LLC
|
|
A6885
|
BONDS.com, Inc.
|
|
A4700
|
BOSC, Inc.
|
|
A6749
|
Bostonia Global Securities LLC
|
|
A5835
|
Bozarth Newton & Murphy Secs.
|
|
A6710
|
BPM Insurance Services, LLC
|
|
A2288
|
BPU Investment Management, Inc.
|
|
A6198
|
Brandis Tallman LLC
|
|
A6122
|
Brandon Investments, Inc.
|
|
A6398
|
Brandt, Kelly & Simmons Securities, LLC
|
|
A3954
|
Braver Stern Securities LLC
|
|
A6320
|
Braymen, Lambert and Noel Securities, Ltd.
|
|
A6430
|
Brazos Securities, Inc.
|
|
A3814
|
Brean Murray, Carret & Co., LLC
|
|
A5663
|
Brecek & Young Advisors, Inc.
|
|
A6613
|
Brewer Financial Services, LLC
|
|
A5899
|
Briggs-Ficks Securities, LLC
|
|
A0174
|
Brighton Securities Corp.
|
|
A2694
|
Brill Securities, Inc.
|
|
A5343
|
Brinker Cap. Securities, Inc.
|
|
A6731
|
Bristol Financial Services, Inc.
|
|
A3998
|
Broker Dealer Fin. Serv. Corp.
|
|
A6990
|
BrokerageSelect
|
|
A6776
|
Brokers International Financial Services, LLC
|
|
A6474
|
brokersXpress LLC
|
|
A3960
|
Brookstone Securities, Inc.
|
|
A2125
|
Brown & Brown Securities, Inc.
|
|
A6164
|
Brown Advisory Securities, LLC
|
|
A0189
|
Brown Associates, Inc.
|
|
B0473
|
Brown Brothers Harriman & Co.
|
|
A4182
|
Brown, Gibbons, Lang & Co.,Sec
|
|
A0196
|
Brown, Lisle/Cummings, Inc.
|
|
A5860
|
Bruce A. Lefavi Securities, Inc.
|
|
A6127
|
BTS Securities Corporation
|
|
A3317
|
Buckman, Buckman & Reid, Inc.
|
|
A6410
|
Buckram Securities Ltd.
|
|
A0198
|
Buell Securities Corp.
|
|
A6336
|
Bull & Bear Brokerage Services, Inc.
|
|
A3830
|
Bullaro Securities Corp.
|
|
A0205
|
Burke, Lawton,Brewer & Burke LLC
|
|
A3573
|
Burnham Securities, Inc.
|
|
A0212
|
Butler Muni LLC
|
|
A3743
|
Buttonwood Partners, Inc.
|
|
A1153
|
C.E. Gaye & Sons Securities LTD
|
|
A6339
|
C.G. Menk & Associates, Inc.
|
|
A6779
|
C.K. Cooper & Company
|
|
A0165
|
CA Botzum & Co.
|
|
A4470
|
Cabrera Capital Markets, LLC
|
|
A1558
|
Cadaret, Grant & Co., Inc.
|
|
A1793
|
Cain Brothers & Co.
|
|
A5715
|
Caldwell Intn'l Securities Cor
|
|
A7050
|
Caldwell Securities, Incorporated
|
|
A6077
|
Callaway Financial Services, Inc.
|
|
A2912
|
Calton & Associates, Inc.
|
|
A6209
|
Calvert Distributors, Inc.
|
|
A6947
|
Cambria Capital
|
|
A6582
|
Cambridge International Securities, Inc.
|
|
A4785
|
Cambridge Investment Research
|
|
A6453
|
Cambridge Legacy Securities, L.L.C.
|
|
A0225
|
Cameron, Murphy & Spangler,Inc
|
|
A0230
|
Cantella & Co., Inc.
|
|
A3127
|
Canterbury Consulting Incorporated
|
|
A3664
|
Cantone Research, Inc.
|
|
A6429
|
Cantor Fitzgerald & Co.
|
|
A0232
|
Cape Securities, Inc.
|
|
A6854
|
Capital & Credit International, Inc.
|
|
A0233
|
Capital Analysts, Incorporated
|
|
A6913
|
Capital City Securities, LLC
|
|
A4639
|
Capital Financial Services,Inc
|
|
A6733
|
Capital Guardian, LLC
|
|
A0236
|
Capital Institutional Services, Inc.
|
|
A5064
|
Capital Investment Brokerage
|
|
A3355
|
Capital Investment Group, Inc.
|
|
A0231
|
Capital Management Securities,
|
|
A3581
|
Capital One Investment Services LLC
|
|
A4008
|
Capital Portfolio Management,
|
|
A1595
|
Capital Securities Investment
|
|
A4630
|
Capital Select Invstmts. Corp.
|
|
A6979
|
Capital Synergy Partners, Inc.
|
|
A6653
|
CapitalQuest Securities,Inc
|
|
A2210
|
Capitol Securities Management, Inc.
|
|
A1045
|
Capmark Securities Inc.
|
|
A6212
|
Capnet Securities Corporation
|
|
A0238
|
Caprock Securities, Inc.
|
|
A5028
|
Capstone Investments
|
|
A6439
|
CapTrust Finanical Advisors
|
|
A6844
|
CapWealth Investment Services
|
|
A4423
|
CapWest Securities, Inc.
|
|
A4529
|
Cardinal Investments, Inc.
|
|
A4792
|
Carey, Thomas, Hoover, & Breault, Inc.
|
|
A0643
|
Carl M Hennig, Inc.
|
|
A1467
|
Carl P Sherr & Co., LLC
|
|
A4701
|
Carolina Capital Markets
|
|
A4563
|
Carolina Municipal Securities, Inc.
|
|
A5718
|
Carolinas Investment Consulting LLC
|
|
A3116
|
Carter, Terry & Company, Inc.
|
|
A2962
|
Carthage Group, Inc.
|
|
A0251
|
Carty and Company, Inc.
|
|
A6822
|
Cary Street Partners LLC
|
|
A6004
|
Cascade Financial Management, Inc.
|
|
A4434
|
Cascade Investment Grp. Inc.
|
|
A5725
|
Casimir Capital, LP
|
|
A6897
|
CastleOak Securities, LP
|
|
A5901
|
Catholic Financial Services Corporation
|
|
A0266
|
CBG Financial Group
|
|
A2206
|
CBIZ Financial Services, Inc.
|
|
A6724
|
CCF Investments, Inc.
|
|
A4803
|
CCO Investment Services Corp
|
|
A6511
|
Cedar Creek Securities, Inc.
|
|
A4831
|
Celadon Financial Group LLC
|
|
A5276
|
Centaurus Financial, Inc.
|
|
A0255
|
Centennial Securities Co., Inc
|
|
A6942
|
Center Street Securities, Inc
|
|
A6025
|
Centerprise Capital LLC
|
|
B0470
|
CenterState Bank of Florida
|
|
B0429
|
Central Trust Bank
|
|
A4987
|
Centurion Institutional Svcs.
|
|
A3914
|
Century Securities Associates
|
|
A7019
|
Ceros Financial Services, Inc.
|
|
A5772
|
CFD Investments, Inc.
|
|
A5729
|
CFS Securities, Inc.
|
|
A5719
|
CFT Securities, LLC
|
|
A6274
|
CG Brokerage L.L.C.
|
|
A0262
|
Chapdelaine & Company
|
|
A3840
|
Chapin, Davis
|
|
A4109
|
Charles Jordan & Co., Inc.
|
|
A1271
|
Charles Schwab & Co., Inc.
|
|
A7009
|
Charles Vista LLC
|
|
A3548
|
Chase Investment Services Corp
|
|
A7048
|
Chatham Securities LLC
|
|
A6303
|
Chatsworth Securities LLC
|
|
A7051
|
Cheevers & Co., Inc.
|
|
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CQ Solutions LLC
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Credit Agricole Securities (USA) Inc.
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Crescent Securities Group, Inc.
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Cressman Esser Securities,Inc.
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Crestone Securities LLC
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Cross Point Capital LLC
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CUSO Financial Services, LP
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Cutter & Company Brokerage,Inc
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David Lerner Associates, Inc
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Dawson James Securities, Inc.
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Delta Trust Investments
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Destiny Capital Securities Corporation
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Deutsche Bank Securities Inc.
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Devenir LLC
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Diversified Resources, LLC
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Eagle One Investments, LLC
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East Shore Partners Inc.
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B0446
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Eastern Bank
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Eastern Dental Brokerage Services LLC
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Easton Investment Services, LLC
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Economy Securities, Incorporated
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Edwin C. Blitz Investments, Inc.
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Eltekon Securities, LLC
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Empire Securities Corporation
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Equable Securities Corporation
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Family Mgmt. Securities LLC
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A3302
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Financial Northeastern Sec.Inc
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A0468
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Financial Research Company
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Financial Telesis Inc.
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Financial West Group, Inc.
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FinTech Securities, LLC
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First American Bank
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First American Capital & Trading Corporation
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First American Municipals, Inc
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First Asset Financial Inc.
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First Brokerage America, L.L.C
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First Capital Equities Ltd.
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B0101
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First Citizens Bank & Trust Co
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First Citizens Financial Plus,
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First Citizens Investor Svcs.
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First Citizens Securities Corporation
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First Financial Equity Corporation
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First Georgetown Securities,In
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First Investors Corporation
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First London Securities Corp.
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First Manhattan Co.
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First Midstate Inc.
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First Midwest Securities, Inc.
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First National Capital Markets, Inc.
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First New York Securities Co.
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First Public, LLC
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First Regional Securities
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First Republic Secs. Co., LLC
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First Research Finance Inc.
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First Source Bank (1st)
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First South Carolina Secs.
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First Southeast Investor Svcs., Inc.
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First Southern Securities, LLC
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First Southwest Company
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First State Financial Management
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A2173
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First State Securities, Inc.
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A4773
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First Tennessee Brokerage
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A3898
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First Trust Portfolios L.P.
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A4993
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First Tryon Securities, LLC
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B0465
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First Tuskegee Capital Markets
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A0506
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First Washington Corporation
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First Western Advisors
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First Western Securities, Inc.
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First Williston Corp
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First Winston Securities, Inc.
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A0489
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FNB Brokerage Services, Inc.
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Foresight Investements LLC
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Foresters Equity Services, Inc.
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A2204
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Forsyth Securities, Inc.
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Fortis Securities LLC
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Fortune Securities, Inc.
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Founders Financial Securities, LLC
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Four Points Capital Partners, LLC
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A0527
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Franklin Street Securities, In
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Franklin Templeton Distributors, Inc.
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Franklin Templeton Financial Services Corp
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A0529
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Frazer Lanier Company,Inc.(The
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A6408
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Freedom Investors Corp.
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A6286
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Freestone Securities, LLC
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A1617
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Freimark, Blair & Company, Inc
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Frost Brokerage Services, Inc.
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B0358
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Frost National Bank
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A6655
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FRS Securities, LLC
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A0453
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FSC Securities Corporation
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A4650
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FSIC
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B0144
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FTN Financial Capital Markets
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A6860
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Fubon Securities USA LLC
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Further Lane Securities, L.P.
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Gar Wood Securities, LLC
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Genworth Financial Securities Corporation
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GFA Securities, LLC
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GFI Securities, LLC
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UBS Securities LLC
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|
A5142
|
Uhlmann Price Securities, LLC
|
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B0286
|
UMB Bank, N.A.
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A4589
|
UMB Financial Services, Inc.
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A0149
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Umpqua Investments, Inc.
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A0063
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Unicredit Capital Markets, Inc.
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A6134
|
Union Capital Company
|
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A4212
|
Union Financial Corp.
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A1847
|
UnionBanc Investment Services, LLC
|
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A2929
|
United American Securities,Inc
|
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B0171
|
United Bankers' Bank
|
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A4786
|
United Brokerage Services,Inc.
|
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A5456
|
United Equity Securities, LLC
|
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A6774
|
United Financial Group, Ltd.
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A6066
|
United Global Securities, Inc.
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A2873
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United Planners'Fin.Svc.of Ame
|
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A5468
|
Univest Investments, Inc.
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A5709
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UPromise Investments, Inc.
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A6809
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UPRR Securities, LLC
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A3500
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US Bancorp Investments, Inc.
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A5786
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US Boston Capital Corporation
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A3712
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US Securities Int'l, Corp.
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A4467
|
US Sterling Securities, Inc.
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A6571
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USA Advanced Planners Inc.
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A5759
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USA Financial Securities Corp
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A6688
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USAA Financial Advisors, Inc.
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A1711
|
USAA Investment Management Company
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A5246
|
USI Securities, Inc.
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A3382
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UVEST Investment Services
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A4629
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UW Investment Services
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A7086
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VAB Financial, LLC
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A4637
|
Valdes & Moreno, Inc.
|
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A5652
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VALIC Financial Advisors, Inc
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A1400
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Valley Forge Asset Management
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A2742
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Valley National Investments
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A5223
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ValMark Securities, Inc.
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A7039
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Valor Financial Securities LLC
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A1401
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Van Kampen Funds, Inc.
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A1194
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Vanderbilt Securities, LLC
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A3019
|
Vanguard Capital
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A3104
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Vanguard Marketing Corporation
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A2650
|
Vaughan and Company Securities
|
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A1399
|
VBC Securities LLC
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A7044
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VectorGlobal WMG
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A6496
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Veritrust Financial, LLC
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A5755
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Verity Investments, Inc.
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A6210
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Vestech Securities, Inc.
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A3853
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Vestor Capital Securities Corporation
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A5923
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VFIC Securities
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A5253
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Vfinance Investments, Inc.
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A5481
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ViewTrade Securities, Inc.
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A3792
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Vining Sparks
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A5803
|
VISION
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A6815
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Vision Financial Markets LLC
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A5432
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Vision Investment Services Inc
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A5299
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Vista Securities, Inc.
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A3328
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Visun Securities Corporation
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A0923
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VM Manning & Co.
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A5421
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Vorpahl Wing Securities
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A2130
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VSR Financial Services, Inc.
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A6762
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VT Brokers, LLC
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A6243
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W.H. Colson Securities, Inc.
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A6928
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W.P. Stewart Securities Limited
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A6889
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W.R. Hambrecht + Co., LLC
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B0448
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Wachovia Bank, N.A. Municipal Group
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A1419
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Wachtel & Co., Inc.
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A6349
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Waddell & Reed, Inc.
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A1418
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Wall Street Access
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A3234
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Wall Street Advisors, Inc.
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A5259
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Wall Street Fin'l Group, Inc.
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A6361
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WallStreet Electronica, Inc.
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A2737
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Walnut Street Securities
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A3728
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Walton Johnson & Company
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A7077
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Wampum Group, LLC
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A2290
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Warner Group, Inc. (The)
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A4410
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Warren D Nadel & Company
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A5397
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Washington Securities Corp.
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A6539
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Waterford Investor Services, Inc.
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A4277
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Waterstone Financial Group
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A6978
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Waveland Capital Partners LLC
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A0692
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Wayne Hummer Investments LLC
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A5984
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WBB Securities, LLC
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A6534
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Wealth Enhancement Brokerage Services, LLC
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A6365
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Wealth Management Resources, Inc.
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A6915
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Weaver Tidwell Capital, LLC
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A1436
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Wedbush Morgan Securities, Inc
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A3027
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Wedgewood Partners, Inc.
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A7037
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Weeden & Co., L.P.
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A3509
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Weller,Anderson & Co., Ltd.
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A6266
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Wellington Securities, Inc.
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A2101
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Wellington Shields & Co., LLC
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A7053
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Wellington Shields & Co., LLC
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A3741
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Wells Fargo Advisors
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A2353
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Wells Fargo Advisors Financial Network, LLC
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A2196
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Wells Fargo Brokerage Svcs LLC
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A6619
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Wells Fargo Funds Distributor, LLC
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A5807
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Wells Fargo Institutional Secs
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A0218
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Wells Fargo Investments LLC
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A6366
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Wells Fargo Securities, LLC
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A5646
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Wells Nelson & Associates, LLC
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A5098
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WesBanco Securities, Inc.
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A6516
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Wescom Financial Services LLC
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A7078
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West America Securities Corp.
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A6575
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Western Equity Group, Inc.
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A0734
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Western Financial Corporation
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A6230
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Western Growers Financial Services
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A4767
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Western International Sec.,Inc
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A3527
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Westhoff, Cone & Holmstedt
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A6630
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WestLB Securities, Inc.
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A2960
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Westminster Fin'l. Secs., Inc.
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A6821
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Westminster Investment Group, Inc.
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A6229
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Weston Securities Corporation
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A6144
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WestPark Capital, Inc.
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A4989
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Westport Capital Markets, LLC
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A3412
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Westport Resources Invest.Serv
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A5947
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Westrock Advisors, Inc.
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A6606
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Westrock Capital Management, Inc.
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A3134
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WFG Investments, Inc.
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A4386
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WFP Securities
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A6128
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WFS, LLC
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A3590
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WH Mell Associates
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A5211
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WH Reaves & Co., Inc.
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A6996
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Wheelhouse Securities Corporation
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A6922
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Whitaker Securities LLC
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A5676
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White Mountain Capital, LLC
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A6649
|
White Pacific Securities , Inc.
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A4069
|
Whitehall-Parker Securities, Inc.
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B0435
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Whitney National Bank
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A2395
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WIC Corp.
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A5084
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Wilbanks Securities, Inc.
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A0747
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Wiley Bros-Aintree Capital LLC
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A0147
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William Blair & Company, LLC
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A6285
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William C. Burnside & Company, Inc.
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A6326
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Willow Cove Investment Group, Inc.
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A1880
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Wilmington Brokerage Services
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A6874
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Wilmington Captial Securities, LLC
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A3852
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Wilson Stephenson, Inc.
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A3338
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Wilson-Davis & Co., Inc.
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A3973
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Winchester Group, Inc. (The)
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A4438
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Windham Financial Services,Inc
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A6893
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Windham Securities, Inc.
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A2507
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Windmill Group, Inc.(The)
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A5325
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Windsor, Sheffield & Co., Inc.
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A5499
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Winebrenner Capital Partners LLC
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A4080
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Winslow, Evans & Crocker, Inc.
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A2605
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Wisconsin Discount Securities Corporation
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A4352
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Wm H Murphy & Co., Inc.
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A5188
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Wolf Financial Management, LLC
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A0830
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Wolfe & Hurst Bond Brokers,Inc
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A4193
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Woodbury Financial Svcs., Inc.
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A3311
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Woodlands Securities Corp.
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A6071
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Woodmen Financial Services, Inc.
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A4853
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Woodstock Financial Group, Inc.
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A5622
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Workman Securities Corporation
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A5796
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World Capital Brokerage, Inc.
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A5405
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World Choice Securities, Inc.
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A5441
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World Equity Group, Inc.
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A7056
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World Financial Services, Inc.
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A5913
|
World Group Securities, Inc.
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A5533
|
World Trade Financial Corp.
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A6360
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World Trend Financial Planning Services, Ltd.
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A6536
|
Worth Financial Group, Inc.
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A6173
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WR Rice Financial Services, Inc.
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A5749
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WR Taylor & Company, LLC
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A1425
|
WRP Investments, Inc.
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A7057
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WSA Fixed Income, LLC
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A0763
|
Wulff, Hansen & Company
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A0877
|
Wunderlich Securities, Inc.
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A6057
|
WWK Investments, Inc.
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A5458
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Yale Group, Inc., (The)
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A6661
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YieldQuest Securities, LLC.
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A1537
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York Securities Inc.
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A0773
|
Young, Stovall and Company
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A6671
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Zecco Trading, Inc.
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A2513
|
Zeus Securities, Inc.
|
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A6663
|
Zimbalist Smith Investments, LLC
|
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A3962
|
Zions Direct, Inc.
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|
B0300
|
Zions First National Bank
|
|
A0777
|
Ziv Investment Company
|
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