(Volume 16, Number 1) JANUARY 1996
Route To: Manager, Muni Department
Recommendations Requested For Board Nominations The 1996 Nominating Committee requests recommendations of persons to be considered for five Board positions opening on October 1, 1996.
The Board, established by Congress in 1975 to act as the primary rulemaking body for the municipal securities industry, consists of 15 members five representatives of bank dealers, five representatives of securities firms and five public members. One public member must represent issuers and one investors. Public members may not be associated with a securities firm or bank dealer other than by reason of being under common control with, or directly controlling, any broker or dealer which is not a municipal securities broker or municipal securities dealer.
When making recommendations, keep these Board membership requirements in mind:
One bank dealer representative, two public representatives and two securities firm representatives must be elected this year to ensure equal representation in each category;
Municipal securities dealers of diverse size and type must be represented; and
Wide geographic representation must be maintained.
1. Complete the form printed on page 51 or a photocopy of that form.(Additional forms may be obtained from the Board's offices). The following information must be included on the form:
The name, business affiliation, business address and telephone number, home address and telephone number and category (bank dealer, securities firm or public representative) of the individual recommended. (Item 1)
The educational and professional background of the individual recommended. (Item 2)
The proposer's name, business address, telephone number and professional relationship (if any) to the individual recommended. (Item 3)
The affiliation (if any) of the individual with any broker, dealer or municipal securities dealer. (Item 4)
2. Determine in advance that the individual recommended is willing to serve on the Board.
3. Submit recommendations no later than March 15, 1996 to:
Anthony J. Taddey Chairman, Nominating Committee Municipal Securities Rulemaking Board 1150 18th Street, NW Suite 400 Washington, D.C. 20036
Terms Expire September 30, 1996 Alan Appelbaum, Counsel Cleary, Gottlieb, Steen & Hamilton New York, New York Alice W. Handy, Treasurer University of Virginia Charlottesville, Virginia Edward J. Reinoso, President Reinoso & Company, Incorporated New York, New York Andrew F. Rowley, Managing Director Morgan Stanley & Co., Inc. New York, New York Anthony J. Taddey, Managing Director Municipal Securities Group BA Securities, Inc. Los Angeles, California
Terms Expire September 30, 1997 Aimee S. Brown, Principal Artemis Capital Group, Inc. San Francisco, California Roger G. Hayes, Managing Director NationsBanc Capital Markets, Inc. Charlotte, North Carolina John S. McCune, President Norwest Investment Services, Inc. Minneapolis, Minnesota Charles D. Mires, Assistant Vice President and Manager Municipal Bond Division Allstate Insurance Company Northbrook, Illinois Robert A. Vanosky, Executive Vice President Rauscher Pierce Refsnes, Inc. Dallas, Texas
Terms Expire September 30, 1998 Terry L. Atkinson, Managing Director PaineWebber Incorporated New York, New York Hugh Chairnoff, Executive Vice President and Treasurer National Westminster Bancorp New York, New York Phyllis E. Currie, Chief Financial Officer Los Angeles Department of Water and Power Los Angeles, California William D. Dawson, III, Executive Vice President Fixed Income Mutual Funds Federated Research Corp. Pittsburgh, Pennsylvania William J. Jester, Managing Director Municipal Dealer Department Chemical Securities, Inc. New York, New York
1. Individual Recommended:_____________________________________
Business Address: ____________________________________________________________
____________________________________________________________
Telephone Number:
____________________________________________________________
Home Address: ____________________________________________________________
____________________________________________________________
Telephone Number:
____________________________________________________________
Category:
Bank Dealer Representative
Securities Firm Representative
Public Member
2. Educational and Professional Background
Professional:_______________________________________________
____________________________________________________________
____________________________________________________________
Educational:________________________________________________
____________________________________________________________
____________________________________________________________
Associations:_______________________________________________
____________________________________________________________
____________________________________________________________
3. Proposer:___________________________________________________
____________________________________________________________
____________________________________________________________
4. Associated Person under Securities Exchange Act of 1934:
____________________________________________________________
____________________________________________________________
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