MSRB Reports -- (Number 17, Volume 1) January 1997

(Number 17, Volume 1) January 1997

Attention ! Attention


Route To: Manager, Muni Department

The 1997 Nominating Committee requests recommendations of persons to be considered for five Board positions opening on October 1, 1997.


The Board, established by Congress in 1975 to act as the primary rulemaking body for the municipal securities industry, consists of 15 members five representatives of bank dealers, five representatives of securities firms and five public members. One public member must represent issuers and one investors. Public members may not be associated with a securities firm or bank dealer other than by reason of being under common control with, or directly controlling, any broker or dealer which is not a municipal securities broker or municipal securities dealer.

When making recommendations, keep these Board membership requirements in mind: - One public representative, two bank dealer representatives and two securities firm representatives must be elected this year to ensure equal representation in each category; - Municipal securities dealers of diverse size and type must be represented; and - Wide geographic representation must be maintained.


1. Complete the form printed on page 25 or a photocopy of that form. (Additional forms may be obtained from the Board's offices). The following information must be included on the form: - The name, business affiliation, business address and telephone number, home address and telephone number and category (bank dealer, securities firm or public representative) of the individual recommended. (Item 1) - The educational and professional background of the individual recommended. (Item 2) - The proposer's name, business address, telephone number and professional relationship (if any) to the individual recommended. (Item 3) - The affiliation (if any) of the individual with any broker, dealer or municipal securities dealer. (Item 4)

2. Determine in advance that the individual recommended is willing to serve on the Board.

3. Submit recommendations no later than March 14, 1997 to: Charles D. Mires Chairman, Nominating Committee Municipal Securities Rulemaking Board 1150 18th Street, NW Suite 400 Washington, D.C. 20036


Terms Expire September 30, 1997 Aimee S. Brown, Principal Artemis Capital Group, Inc. San Francisco, California

Roger G. Hayes, Managing Director NationsBanc Capital Markets, Inc. Charlotte, North Carolina

John S. McCune, President Norwest Investment Services, Inc. Minneapolis, Minnesota

Charles D. Mires, Assistant Vice President and Manager Municipal Bond Division Allstate Insurance Company Northbrook, Illinois

Robert A. Vanosky, Executive Vice President and Co-Manager, Fixed Income Department Rauscher Pierce Refsnes, Inc. Dallas, Texas

Terms Expire September 30, 1998 Terry L. Atkinson, Managing Director PaineWebber Incorporated New York, New York

Hugh Chairnoff, Director Fleet Securities, Inc. New York, New York

Phyllis E. Currie, Chief Financial Officer Los Angeles Department of Water and Power Los Angeles, California

William D. Dawson, III, Executive Vice President Fixed Income Mutual Funds Federated Research Corp. Pittsburgh, Pennsylvania

Paul D. Muller, First Vice President, Underwriting Manager ABN AMRO Securities, Inc. New York, New York

Terms Expire September 30, 1999 Lynn Hampton, Chief Financial Officer Metropolitan Washington Airports Authority Alexandria, Virginia

Richard Kolman, Vice President and Manager, Municipal Underwriting Goldman, Sachs & Co. New York, New York

Robert Dean Pope, Partner Hunton & Williams Richmond, Virginia

Damon P. Smith, III, Managing Director, Municipal Bond Department J.P. Morgan Securities, Inc. New York, New York

Scott C. Sollers, Partner Stone & Youngberg San Francisco, California


1. Individual Recommended:

Business Address: ____________________________________________________________



Telephone Number:___________________________________________

Home Address: ____________________________________________________________



Telephone Number:___________________________________________

Category: Bank Dealer Representative ___

Securities Firm Representative ___

Public Member ___

2. Educational and Professional Background










3. Proposer:_______________________________________________




4. Associated Person under Securities Exchange Act of 1934: ________________________________________________________________



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