Board Members: 1998-1999
Bank Representatives
Howard D. Curlett, III, President
First Union Capital Markets Corp.
………………………………Charlotte, North
Carolina
R. Hilliard Ebling, Senior Vice President and Division Head,
Securities Trading Division
State Street
Bank……………………………………………….……Boston,
Massachusetts
Louis T. Iglehart, Senior Vice President and Manager, Wholesale
Markets
First Tennessee Capital
Markets………………………………………Memphis,
Tennessee
Damon P. Smith, III, Managing Director, Municipal Bond Department
J. P. Morgan Securities, Inc.
………….……………………………..New
York, New York
Thomas E. Stanberry, Director, Fixed Income Capital Markets
Piper Jaffray Inc., a subsidiary of U.S.
Bancorp…………………..Minneapolis, Minnesota
Public Representatives
Cheryl D. Cohen, Manager of Revenue
City and County of
Denver………………………………………………Denver,
Colorado
Lynn Hampton, Chief Financial Officer
Metropolitan Washington Airports
Authority………………………...Alexandria, Virginia
Jerome J. Jacobs, Managing Director, Chief Investment Officer
Putnam
Investments…………………………………………………Boston,
Massachusetts
Thomas J. Kenny, Senior Vice President-Director, Municipal Bond
Department
Franklin
Templeton…………………………………….…………….San
Mateo, California
Robert Dean Pope, Partner
Hunton &
Williams………………………………………...…………..Richmond,
Virginia
Securities Firm Representatives
Robert A. Estrada, Chairman and Chief Executive Officer
Estrada Hinojosa & Co.
………………………………………………………Dallas,
Texas
Charles T. Forrest, Senior Vice President and Director, Public Finance
A.G. Edwards & Sons, Inc.
………………………………………….….St.
Louis, Missouri
Daniel L. Keating, Senior Managing Director
Bear, Stearns & Co., Inc.
……………………………….……...…....New
York, New York
Richard Kolman, Vice President and Manager, Municipal Underwriting
Goldman, Sachs & Co.
………...………………………………...…New
York, New York
Scott C. Sollers, Principal and Chairman
Stone & Youngberg LLC.
………...……………………………..San
Francisco, California
| Staff
Appointment Carolyn Walsh has been appointed Assistant General Counsel of the Board. Ms. Walsh joined the staff of the Board in September 1998. Prior to joining the staff of the Board, she was an attorney with Crowell & Moring in Washington, D.C. where she specialized in securities enforcement matters and broker-dealer regulation and compliance. Previously, Ms. Walsh was a litigation associate with Jones, Day, Reavis & Pogue in Washington, D.C., a staff attorney with the SEC Division of Enforcement in Washington, D.C. and a litigation associate with Orrick, Herrington & Sutcliffe in San Francisco, California. She received her B.F.A. from New York University School of the Arts and her J.D. from Benjamin Cardozo School of Law. The Board has published a Rule Book containing the text of Board rules and interpretive notices and letters. It will be published semiannually. The price of the Rule Book is $7.00 and it may be ordered by using the publication order form contained in this issue of MSRB Reports. |
Calendar September 29, 1998 Effective date of amendment to rule G-38(c) November 27, 1998 Effective date of amendments to rules G-11, G-12 and G-8 February 8, 1999 Effective date of amendments to rules G-37, G-8, G-9 and G-38 and new Form G-37x March 12, 1999 Deadline for Board nominations April 30, 1999 Due date for Form G-37/G-38 to be sent to the Board (for the period of January 1, 1999 – March 31, 1999) Pending Amendment to rule G-15 |
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