| October 15 | Effective date of amendment to rule G-16, on periodic compliance examination |
| December 16 | Approval of the Daily Transaction Report service |
| April 1 | Effective date of amendments to rules G-38, G-37 and G-8 requiring dealers to obtain from their consultants information on political contributions and payments to political parties |
| April 30 | Due date for Form G-37/G-38 to be sent to the Board (for the period of January 1, 2000 – March 31, 2000) |
| Pending | Amendment to rule A-13 |
| Amendments to rules G-27, G-8 and G-9 | |
| Amendment to rule G-36 | |
| Amendments to rules G-38 and G-8 |
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