MSRB Reports April 1999 - Calendar

May 1, 2000

Effective date of rule A-13 fee on dealers' sales to customers

June 21, 2000  Effective date of amendment to rule G-36(c)(i) relating to official statements prepared in connection with most primary offerings exempt from Exchange Act Rule 15c2-12
September 19, 2000 Effective dates of amendments that allow dealers to develop flexible supervisory procedures for the review of correspondence with the public pursuant to rule G-27
October 31, 2000

Due date for Form G-37/G-38 to be sent to the Board (for the period of July 1, 2000 – September 30, 2000)

October 31, 2000 Due date for payment of Board’s annual fee ($200)
November 17, 2000 Comments due on the establishment of an optional system of electronic submissions by underwriters of official statements, advance refunding documents and Forms G-36(OS) and G-36(ARD) to the MSIL® system
December 1, 2000 Comments due on draft interpretive guidance on dealer responsibilities in connection with both electronic and traditional municipal securities transactions
January 11 – 12, 2001 MSRB’s second Disclosure Forum (Washington, D.C.)
January 31, 2001 Due date for Form G-37/G-38 to be sent to the Board (for the period of October 1, 2000 – December 31, 2000)
Pending Amendments to rule G-38
Amendments relating to municipal fund securities

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