MSRB NOTICE 2008-07 (February 08, 2008)

PRELIMINARY AGENDA and REGISTRATION FORM for MSRB 529 COMPLIANCE SEMINARS

The Municipal Securities Rulemaking Board is pleased to provide the preliminary agenda and registration information for its two regional compliance seminars regarding the application of MSRB rules to the sale of 529 college savings plans.  Each compliance seminar is a one-day market outreach and educational session, where members of the MSRB legal staff and other industry participants will focus on compliance issues and recent MSRB initiatives relevant to the marketing of 529 college savings plans. 

The seminars will be held on Monday, May 12, 2008 in Chicago, IL, and Friday, May 16, 2008 in Washington, DC.  The registration fee is $100 per event.  The seminars are open to all members of the municipal securities community, but are primarily intended for the associated persons and compliance professionals of firms that market 529 college savings plans. 

The preliminary agenda and registration form for all sessions are available at the links below.

Preliminary Agenda

Registration Form

February 08, 2008