Regulatory Documents

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Notice 2024-03 - Approval Notice

Publication date: 02/08/2024

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Rule Number:

Rule G-12

Notice 2023-06 - Approval Notice

Publication date: 05/30/2023

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2021-02 - Informational Notice

Publication date: 02/11/2021

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

Notice 2019-14 - Informational Notice

Publication date: 05/21/2019

MSRB Announces June 3, 2019 Operative Date for Technical Amendments

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-20, Rule G-26, Rule G-27, Rule G-35, Rule G-38, Rule G-41, Rule G-45

Notice 2019-11 - Informational Notice

Publication date: 04/10/2019

MSRB Updates Rulebook with Nonsubstantive, Technical Amendments

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-20, Rule G-26, Rule G-27, Rule G-35, Rule G-38, Rule G-41, Rule G-45

Notice 2017-07 - Informational Notice

Publication date: 03/28/2017

MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

Notice 2016-21 - Approval Notice

Publication date: 08/19/2016

SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

Notice 2016-15 - Informational Notice

Publication date: 05/02/2016

MSRB to Amend Rules to Define Two-Day Settlement Cycle

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-15

Notice 2009-55 - Informational Notice

Publication date: 09/30/2009

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Rule Number:

Rule G-11, Rule G-12

Notice 2009-46 - Informational Notice

Publication date: 08/06/2009

Amendments to Rules G-11 and G-12 Filed with SEC

Rule Number:

Rule G-11, Rule G-12

Notice 2008-32 - Informational Notice

Publication date: 07/22/2008

Amendments Approved to Rules G-11, G-12 and G-8

Rule Number:

Rule G-11, Rule G-12, Rule G-8

Notice 2008-29 - Informational Notice

Publication date: 06/27/2008

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

Rule Number:

Rule G-8, Rule G-12

Notice 2007-34 - Informational Notice

Publication date: 11/16/2007

RTRS Educational Conference Calls

Rule Number:

Rule G-14, Rule G-12

Notice 2006-34 - Informational Notice

Publication date: 12/05/2006

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-22 - Informational Notice

Publication date: 04/01/2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24a - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-20 - Informational Notice

Publication date: 06/24/2004

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-15 - Informational Notice

Publication date: 06/04/2004

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Rule Number:

Rule G-12

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

MSRB Announces June 3, 2019 Operative Date for Technical Amendments

MSRB Updates Rulebook with Nonsubstantive, Technical Amendments

MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions

SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures

MSRB to Amend Rules to Define Two-Day Settlement Cycle

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Amendments to Rules G-11 and G-12 Filed with SEC

Amendments Approved to Rules G-11, G-12 and G-8

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

RTRS Educational Conference Calls

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

RTRS Error Feedback

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Real-Time Transaction Reporting: Summary of Certification Test Plan

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market