Regulatory Documents

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Notice 2021-02 - Informational Notice

Publication date: 02/11/2021

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

Notice 2016-19 - Informational Notice

Publication date: 08/09/2016

MSRB Provides Guidance on MSRB Rule G-14, on Reports of Sales or Purchases of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2016-09 - Informational Notice

Publication date: 03/02/2016

MSRB Revises Effective Date for Amendments to MSRB Rule G-14, on Transaction Reporting

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2015-07 - Informational Notice

Publication date: 05/26/2015

SEC Approves Amendments to MSRB Rule G-14 and Real-Time Transaction Reporting System

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14

Notice 2014-05 - Informational Notice

Publication date: 02/27/2014

SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14, Rule A-12

Notice 2013-03 - Informational Notice

Publication date: 01/31/2013

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-64 - Informational Notice

Publication date: 12/24/2012

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-60 - Informational Notice

Publication date: 11/29/2012

MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-52 - Informational Notice

Publication date: 10/23/2012

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-51 - Informational Notice

Publication date: 10/09/2012

Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-42 - Informational Notice

Publication date: 08/10/2012

Changes to Transaction Reporting Requirements Effective November 5, 2012

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

Notice 2012-15 - Informational Notice

Publication date: 03/21/2012

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Notice 2012-03 - Informational Notice

Publication date: 01/20/2012

MSRB Files Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Notice 2011-58 - Informational Notice

Publication date: 10/04/2011

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

Rule Number:

Rule G-14, Rule G-32, Rule G-34

Notice 2008-36 - Informational Notice

Publication date: 09/02/2008

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2008-27 - Informational Notice

Publication date: 06/13/2008

Reminder of Upcoming Sunset of the Three Hour Exception

Rule Number:

Rule G-14

Notice 2008-01 - Informational Notice

Publication date: 01/02/2008

Reminder of Extension of Three-Hour Exception

Rule Number:

Rule G-14

Notice 2007-40 - Informational Notice

Publication date: 12/21/2007

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

Rule Number:

Rule G-14

Notice 2007-36 - Informational Notice

Publication date: 11/27/2007

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-14, Rule G-34

Notice 2007-34 - Informational Notice

Publication date: 11/16/2007

RTRS Educational Conference Calls

Rule Number:

Rule G-14, Rule G-12

Notice 2007-26 - Informational Notice

Publication date: 08/22/2007

RTRS Web Enhancement: Extended Hours

Rule Number:

Rule G-14

Notice 2007-25 - Informational Notice

Publication date: 08/13/2007

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-20 - Informational Notice

Publication date: 06/13/2007

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-12 - Informational Notice

Publication date: 03/23/2007

Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

Rule Number:

Rule G-14

Notice 2007-11 - Informational Notice

Publication date: 03/20/2007

MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

Rule Number:

Rule G-14, Rule G-34

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors

MSRB Provides Guidance on MSRB Rule G-14, on Reports of Sales or Purchases of Municipal Securities

MSRB Revises Effective Date for Amendments to MSRB Rule G-14, on Transaction Reporting

SEC Approves Amendments to MSRB Rule G-14 and Real-Time Transaction Reporting System

SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors

RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements

Changes to Transaction Reporting Requirements Effective November 5, 2012

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

MSRB Files Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Reminder of Upcoming Sunset of the Three Hour Exception

Reminder of Extension of Three-Hour Exception

Reporting of Transactions Arising From Customer Repurchase Agreements: Rule G-14

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

RTRS Educational Conference Calls

RTRS Web Enhancement: Extended Hours

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market