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Notice 2022-04 - Informational Notice
Publication date:
MSRB Applies Regulation Best Interest to Bank-Dealers and Amends the Quantitative Suitability Standard for Institutional SMMPs
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-19, Rule G-48

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Notice 2021-13 - Informational Notice
Publication date:
SEC Approves Amendments to Rules G-10 and G-48 Clarifying Notification Requirements for Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-10, Rule G-48

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Notice 2020-13 - Approval Notice
Publication date:
MSRB Harmonizes Rules with Requirements of Regulation Best Interest
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-19, Rule G-20, Rule G-48

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Notice 2016-29 - Informational Notice
Publication date:
Interpretive Notice on the Application of MSRB Rules to Transactions in Managed Accounts
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-48, Rule D-15

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Notice 2015-23 - Informational Notice
Publication date:
MSRB Provides Implementation Guidance on MSRB Rule G-18, on Best Execution
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2015-14 - Informational Notice
Publication date:
MSRB Revises Effective Date for MSRB Rule G-18, on Best Execution of Transactions in Municipal Securities, and Related Rule Amendments
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2014-11 - Informational Notice
Publication date:
MSRB to Consolidate Dealers' Fair-Pricing Obligations into MSRB Rule G-30
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-30, Rule G-48

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