Rule G-14 Reports of Sales or Purchases

    Dealer System Outage Report 
    The Dealer System Outage Report is an online service to help brokers, dealers and municipal securities dealers easily submit, modify and track reports of system outages or other technology-related problems that affect their ability to submit timely or accurately to the MSRB Real-Time Transaction Reporting System (RTRS), MSRB Short-term Obligation Rate Transparency System (SHORT), or MSRB Electronic Municipal Market Access (EMMA®) system. To report a system outage using the online service, dealers must log into their MSRB Gateway account. The service can be used to report new outages, amend reports made during the current calendar month and view and export a history of system outage reports.

    TRACE Reporting and Dissemination of No Remuneration Trades and ATS and Related Changes to RTRS 
    Listen to an on-demand audio recording about the implementation of changes to FINRA's TRACE and the MSRB's Real-Time Transaction Reporting System (RTRS) effective July 18, 2016 (see Notice 2016-09).

    FAQs Concerning Real-Time Reporting of Municipal Securities Transactions
    View guidance on trade reporting (see Notice 2016-19).

Last Updated Date: July 18, 2016