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Webinar
Publication date:
MSRB Webinar: Compliance On-Demand: Rule G-42: Duties of Non-Solicitor Municipal Advisors (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Publication
Publication date:
MSRB Registration Checklist Form A-12
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

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Webinar
Publication date:
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

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Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

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Publication
Publication date:
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

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Publication
Publication date:
About Municipal Asset-Backed Securities
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Bond Types, Continuing Disclosure

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Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

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Publication
Publication date:
SEC Rule 15c2-12 Webinar Transcript
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure

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Publication
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Voluntary Disclosure
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure

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Publication
Publication date:
Resources for Developing Disclosure Documents
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure

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Webinar
Publication date:
Compliance Outreach Program for Municipal Advisors (2 CPE Credits)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Publication
Publication date:
What Investors See on EMMA
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure

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Publication
Publication date:
Selecting Event Disclosure Categories on EMMA Dataport
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure, Monitoring

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Publication
Publication date:
Using CUSIP Numbers on EMMA Dataport
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, Monitoring, Official Statements, Primary Market, Secondary Market

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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Publication
Publication date:
EMMA: A Resource for Municipal Advisors and Their Issuer Clients
Information for:

Municipal Advisors, Issuers

Topic:

Continuing Disclosure, Official Statements, Pricing, Primary Market, Secondary Market, Yield Curves and Indices

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Publication
Publication date:
10 Things to Know: New SEC Rule 15c2-12 Requirements
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, Primary Market, Risks and Considerations

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Webinar
Publication date:
MSRB Webinar: EMMA for Municipal Advisors (No CPE)
Information for:

Municipal Advisors

Topic:

Bond Types, Continuing Disclosure, Monitoring, Official Statements, Pricing, Yield Curves and Indices

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Publication
Publication date:
G-37 Municipal Advisory Business Import Instructions
Information for:

Municipal Advisors

Topic:

Continuing Disclosure

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Publication
Publication date:
G-37 Municipal Securities Business Import Instructions
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure

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Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

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Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

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Publication
Publication date:
What to Expect from Your Municipal Advisor
Information for:

Municipal Advisors, Issuers

Topic:

MSRB Rules, Pricing, Primary Market

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Publication
Publication date:
The Conduit Issuer's Guide to Continuing Disclosures
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure

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