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Webinar
Publication date:
MSRB Webinar: Compliance On-Demand: Rule G-42: Duties of Non-Solicitor Municipal Advisors (1 CPE Credit)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
MSRB Registration Checklist Form A-12
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Compliance on Demand: Rule G-20 - Gifts, Gratuities, Non-Cash Compensation and Expenses of Issuance (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar - On demand
Publication date:
MSRB Webinar: Rule G-37 - Political Contributions and Prohibitions (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Bank Dealers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Frequently Asked Questions Related to COVID-19 Pandemic Regulatory Relief
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
MSRB Webinar: Interpretive Guidance Retrospective Review (1 CPE Credit)
Information for:

Municipal Securities Dealers, Municipal Advisors, Bank Dealers, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Building the Board
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
The Path to Systems Modernization
Information for:

Municipal Advisors, Issuers, Investors, General Public

Topic:

MSRB Rules

Podcast
Publication date:
Enhancing Board Governance
Information for:

Municipal Securities Dealers, Municipal Advisors, Issuers, Investors, General Public, Bank Dealers, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Outreach Program for Municipal Advisors (2 CPE Credits)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Leading through Crisis
Information for:

Municipal Advisors, Issuers, Investors, General Public, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Pricing

Podcast
Publication date:
Now You Are a Municipal Advisor – Disclosure Fundamentals
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part II (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Municipal Advisor Considerations in Preparing for Examination
Information for:

Municipal Advisors

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: MSRB Rule G-40: Advertising by Municipal Advisors - Part I (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
MSRB Rule G-37: Promoting Integrity in the Municipal Securities Market
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Podcast
Publication date:
Professional Qualifications - A Conversation about MSRB Rule G-3
Information for:

Municipal Advisors, Dealers

Topic:

MSRB Rules

Webinar
Publication date:
Compliance Workshop: Small Firm Municipal Advisor Supervision (No CPE)
Information for:

Municipal Advisors

Topic:

MSRB Rules

Publication
Publication date:
Overview of Disclosure Obligations for a Primary Offering
Information for:

Municipal Advisors, Issuers, Investors, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements

Publication
Publication date:
Duties and Obligations of Dealers and Municipal Advisors to Issuers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Continuing Disclosure, MSRB Rules, Official Statements, Primary Market

Publication
Publication date:
Reaching the Retail Investor
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

Deal Team, MSRB Rules, Primary Market

Publication
Publication date:
What to Expect from Your Municipal Advisor
Information for:

Municipal Advisors, Issuers

Topic:

MSRB Rules, Pricing, Primary Market

Publication
Publication date:
Legal Entity Identifiers
Information for:

Municipal Advisors, Issuers, Dealers

Topic:

MSRB Rules

Publication
Publication date:
Municipal Advisor Participating in the Rulemaking Process
Information for:

Municipal Advisors

Topic:

MSRB Rules

Podcast
Publication date:
Being Regulated – An Introduction for Municipal Advisors
Information for:

Municipal Advisors

Topic:

MSRB Rules